Unclaimed Profile

Michael Patrick Mawby

WE ARE ONE SEVEN, LLC·BEACHWOOD, Ohio

SIE, Series 6, Series 7, Series 31, Series 63, Series 6525 years registeredWE ARE ONE SEVEN, LLC

24400 CHAGRIN BLVD., BEACHWOOD, OH 44122CRD# 2491450Firm CRD# 283087

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Patrick Mawby · BEACHWOOD, OH

Registration

CRD #2491450 · WE ARE ONE SEVEN, LLC · 25 years registered

Brand Profile

Not yet started

Career History

ONESEVEN

Jul 2016 – present

MORGAN STANLEY

Jun 2009 – Jul 2016

PEPPER PIKE, OH

MORGAN STANLEY & CO. INCORPORATED

Nov 2008 – Jun 2009

BEACHWOOD, OH

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Nov 2004 – Nov 2008

CHAGRIN FALLS, OH

CITIGROUP GLOBAL MARKETS INC.

Jun 2001 – Nov 2004

CHAGRIN FALLS, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 31

Series 63

Series 65

Registration record

First registered · June 5, 2001

Years registered · 25

Disclosure History

2021Customer Dispute·Settled

2007Customer Dispute·Denied

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MGO ONE SEVEN LLC

CRD 283087 · SEC 801-107829

AUM

$3.7B

Regulatory assets under management

Employees

100

29,667 client accounts

Services offered by MGO ONE SEVEN LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at MGO ONE SEVEN LLC →

Introduction

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Frequently Asked Questions

What services does Michael Patrick Mawby offer?

Michael Patrick Mawby specializes in Financial Planning, Investment Management. Contact their office in BEACHWOOD, Ohio for a consultation.

What are Michael Patrick Mawby's credentials?

Michael Patrick Mawby is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Patrick Mawby located?

Michael Patrick Mawby is based in BEACHWOOD, Ohio, working with WE ARE ONE SEVEN, LLC. Their office serves clients in the BEACHWOOD metropolitan area and surrounding communities.

How does Michael Patrick Mawby charge for services?

Michael Patrick Mawby's firm is compensated through percentage of aum, hourly charges, subscription fees, other: solicitors' fees for referrals to other money managers. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WE ARE ONE SEVEN, LLC?

WE ARE ONE SEVEN, LLC has approximately 100 employees and manages $3.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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