Unclaimed Profile

Jon Michael Pawlowski

STRATOS INVESTMENT MANAGEMENT, LLC·BEACHWOOD, Ohio

SIE, Series 3, Series 4, Series 7, Series 24, Series 34, Series 52TO, Series 53, Series 63, Series 66Clean record12 years registeredSTRATOS INVESTMENT MANAGEMENT, LLC

3750 PARK EAST DRIVE SUITE 200, BEACHWOOD, OH 44122CRD# 5246392Firm CRD# 283850

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jon Michael Pawlowski · BEACHWOOD, OH

Registration

CRD #5246392 · STRATOS INVESTMENT MANAGEMENT, LLC · 12 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Sep 2021 – present

STRATOS WEALTH PARTNERS, LTD

Aug 2021 – present

KEY INVESTMENT SERVICES LLC

Feb 2014 – Aug 2021

Boulder, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 24

Series 34

Series 52TO

Series 53

Series 63

Series 66

Registration record

First registered · February 11, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STRATOS INVESTMENT MANAGEMENT, LLC

CRD 283850 · SEC 801-107873

AUM

$1.5B

Regulatory assets under management

Employees

3,612 client accounts

Services offered by STRATOS INVESTMENT MANAGEMENT, LLC

Per Form ADV

Other

View all advisors at STRATOS INVESTMENT MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Jon Michael Pawlowski offer?

Jon Michael Pawlowski specializes in Fee-Only Advisory. Contact their office in BEACHWOOD, Ohio for a consultation.

What are Jon Michael Pawlowski's credentials?

Jon Michael Pawlowski is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jon Michael Pawlowski located?

Jon Michael Pawlowski is based in BEACHWOOD, Ohio, working with STRATOS INVESTMENT MANAGEMENT, LLC. Their office serves clients in the BEACHWOOD metropolitan area and surrounding communities.

How does Jon Michael Pawlowski charge for services?

Jon Michael Pawlowski's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STRATOS INVESTMENT MANAGEMENT, LLC?

STRATOS INVESTMENT MANAGEMENT, LLC has approximately 8 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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