Unclaimed Profile

Malcolm Emerson Polley

STRATOS INVESTMENT MANAGEMENT, LLC·BEACHWOOD, Ohio

Series 6, Series 7, Series 63, Series 66Clean record12 years registeredSTRATOS INVESTMENT MANAGEMENT, LLC

3750 PARK EAST DRIVE SUITE 200, BEACHWOOD, OH 44122CRD# 1875697Firm CRD# 283850

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Malcolm Emerson Polley · BEACHWOOD, OH

Registration

CRD #1875697 · STRATOS INVESTMENT MANAGEMENT, LLC · 12 years registered

Brand Profile

Not yet started

Career History

STRATOS INVESTMENT MANAGEMENT, LLC

Jan 2024 – present

STRATOS WEALTH ADVISORS LLC

Jan 2024 – present

STEWART CAPITAL ADVISORS, LLC

Jan 2014 – Jan 2024

INDIANA, PA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 66

Registration record

First registered · January 6, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STRATOS INVESTMENT MANAGEMENT, LLC

CRD 283850 · SEC 801-107873

AUM

$1.5B

Regulatory assets under management

Employees

3,612 client accounts

Services offered by STRATOS INVESTMENT MANAGEMENT, LLC

Per Form ADV

Other

View all advisors at STRATOS INVESTMENT MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Malcolm Emerson Polley offer?

Malcolm Emerson Polley specializes in Fee-Only Advisory. Contact their office in BEACHWOOD, Ohio for a consultation.

What are Malcolm Emerson Polley's credentials?

Malcolm Emerson Polley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Malcolm Emerson Polley located?

Malcolm Emerson Polley is based in BEACHWOOD, Ohio, working with STRATOS INVESTMENT MANAGEMENT, LLC. Their office serves clients in the BEACHWOOD metropolitan area and surrounding communities.

How does Malcolm Emerson Polley charge for services?

Malcolm Emerson Polley's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STRATOS INVESTMENT MANAGEMENT, LLC?

STRATOS INVESTMENT MANAGEMENT, LLC has approximately 8 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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