Unclaimed Profile

Barbara Jean Dull Simons

STRATOS WEALTH PARTNERS, LTD·BEACHWOOD, Ohio

SIE, Series 4, Series 7, Series 24, Series 63Clean record25 years registeredSTRATOS WEALTH PARTNERS, LTD

3750 PARK EAST DR, BEACHWOOD, OH 44122CRD# 1036911Firm CRD# 153184

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Barbara Jean Dull Simons · BEACHWOOD, OH

Registration

CRD #1036911 · STRATOS WEALTH PARTNERS, LTD · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: STRATOS WEALTH PARTNERS, LTD

LPL FINANCIAL LLC

Sep 2013 – Sep 2014

COLUMBUS, OH

STRATOS WEALTH PARTNERS, LTD

Aug 2010 – Dec 2024

BEACHWOOD, OH

LPL FINANCIAL CORPORATION

Dec 2008 – Oct 2010

COLUMBUS, OH

LINCOLN FINANCIAL ADVISORS CORPORATION

Aug 2000 – Nov 2008

CLEVELAND, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 63

Registration record

First registered · August 25, 2000

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STRATOS WEALTH PARTNERS, LTD

CRD 153184 · SEC 801-71457

AUM

$12.5B

Regulatory assets under management

Employees

562

37,396 client accounts

Services offered by STRATOS WEALTH PARTNERS, LTD

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at STRATOS WEALTH PARTNERS, LTD →

Introduction

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Frequently Asked Questions

What services does Barbara Jean Dull Simons offer?

Barbara Jean Dull Simons specializes in Financial Planning, Investment Management, Wealth Management.

What are Barbara Jean Dull Simons's credentials?

Barbara Jean Dull Simons is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Barbara Jean Dull Simons located?

Barbara Jean Dull Simons is based in BEACHWOOD, Ohio, last registered with STRATOS WEALTH PARTNERS, LTD.

How does Barbara Jean Dull Simons charge for services?

Barbara Jean Dull Simons's firm is compensated through percentage of aum, hourly charges, subscription fees, other: percentage of assets under management with third party managers. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STRATOS WEALTH PARTNERS, LTD?

STRATOS WEALTH PARTNERS, LTD has approximately 562 employees and manages $12.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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