Unclaimed Profile

Jeffrey Alan Concepcion

STRATOS WEALTH PARTNERS, LTD·BEACHWOOD, Ohio

SIE, Series 6, Series 7, Series 22, Series 24, Series 52TO, Series 53, Series 63Clean record26 years registeredSTRATOS WEALTH PARTNERS, LTD

3750 PARK EAST DR, BEACHWOOD, OH 44122CRD# 1899367Firm CRD# 153184

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeffrey Alan Concepcion · BEACHWOOD, OH

Registration

CRD #1899367 · STRATOS WEALTH PARTNERS, LTD · 26 years registered

Brand Profile

Not yet started

Career History

STRATOS WEALTH PARTNERS, LTD

Aug 2010 – present

FUNDAMENTUM, LLC

Nov 2020 – Mar 2023

BEACHWOOD, OH

LPL FINANCIAL LLC

Dec 2013 – May 2018

BEACHWOOD, OH

LPL FINANCIAL LLC

Sep 2013 – Dec 2013

BEACHWOOD, OH

LPL FINANCIAL CORPORATION

Jan 2009 – Dec 2010

BEACHWOOD, OH

LINCOLN FINANCIAL ADVISORS CORPORATION

Jan 2000 – Sep 2008

CLEVELAND, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 22

Series 24

Series 52TO

Series 53

Series 63

Registration record

First registered · January 1, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STRATOS WEALTH PARTNERS, LTD

CRD 153184 · SEC 801-71457

AUM

$12.5B

Regulatory assets under management

Employees

562

37,396 client accounts

Services offered by STRATOS WEALTH PARTNERS, LTD

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at STRATOS WEALTH PARTNERS, LTD →

Introduction

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Frequently Asked Questions

What services does Jeffrey Alan Concepcion offer?

Jeffrey Alan Concepcion specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BEACHWOOD, Ohio for a consultation.

What are Jeffrey Alan Concepcion's credentials?

Jeffrey Alan Concepcion is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jeffrey Alan Concepcion located?

Jeffrey Alan Concepcion is based in BEACHWOOD, Ohio, working with STRATOS WEALTH PARTNERS, LTD. Their office serves clients in the BEACHWOOD metropolitan area and surrounding communities.

How does Jeffrey Alan Concepcion charge for services?

Jeffrey Alan Concepcion's firm is compensated through percentage of aum, hourly charges, subscription fees, other: percentage of assets under management with third party managers. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STRATOS WEALTH PARTNERS, LTD?

STRATOS WEALTH PARTNERS, LTD has approximately 562 employees and manages $12.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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