Unclaimed Profile

Jeffrey Bowman Ellis

WESTHAMPTON CAPITAL, LLC·WINSTON-SALEM, North Carolina

Series 7, Series 63, Series 6524 years registeredWESTHAMPTON CAPITAL, LLC

2150 COUNTRY CLUB RD, WINSTON-SALEM, NC 27104CRD# 831554Firm CRD# 119176

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeffrey Bowman Ellis · WINSTON-SALEM, NC

Registration

CRD #831554 · WESTHAMPTON CAPITAL, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WESTHAMPTON CAPITAL, LLC

WESTHAMPTON CAPITAL

Dec 2012 – Apr 2019

WINSTON-SALEM, NC

DEUTSCHE BANK SECURITIES INC.

Dec 2001 – Aug 2012

WINSTON-SALEM, NC

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · December 31, 2001

Years registered · 24

Disclosure History

2014Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

WESTHAMPTON CAPITAL, LLC

CRD 119176 · SEC 801-80073

AUM

$193M

Regulatory assets under management

Employees

239 client accounts

Services offered by WESTHAMPTON CAPITAL, LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at WESTHAMPTON CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Jeffrey Bowman Ellis offer?

Jeffrey Bowman Ellis specializes in Investment Management, Fee-Only Advisory.

What are Jeffrey Bowman Ellis's credentials?

Jeffrey Bowman Ellis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jeffrey Bowman Ellis located?

Jeffrey Bowman Ellis is based in WINSTON-SALEM, North Carolina, last registered with WESTHAMPTON CAPITAL, LLC.

How does Jeffrey Bowman Ellis charge for services?

Jeffrey Bowman Ellis's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WESTHAMPTON CAPITAL, LLC?

WESTHAMPTON CAPITAL, LLC has approximately 4 employees and manages $193M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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