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Luke Aloysius Sarsfield

FIVE POINTS CAPITAL LLC·WINSTON-SALEM, North Carolina
SIE, Series 3, Series 7, Series 24, Series 63, Series 79TOClean recordFIVE POINTS CAPITAL LLC
500 W. 5TH STREET, SUITE 900, WINSTON-SALEM, NC 27101CRD# 2384365Firm CRD# 160792

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Luke Aloysius Sarsfield · WINSTON-SALEM, NC
Registration
CRD #2384365 · FIVE POINTS CAPITAL LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 7
Series 24
Series 63
Series 79TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
FIVE POINTS CAPITAL LLC
CRD 160792 · SEC 801-73796
AUM
$1.2B
Regulatory assets under management
Employees
32
12 client accounts
Services offered by FIVE POINTS CAPITAL LLC
Per Form ADV
Pension consulting
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at FIVE POINTS CAPITAL LLC →
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Frequently Asked Questions

What services does Luke Aloysius Sarsfield offer?
Luke Aloysius Sarsfield specializes in Retirement Planning. Contact their office in WINSTON-SALEM, North Carolina for a consultation.
What are Luke Aloysius Sarsfield's credentials?
Luke Aloysius Sarsfield is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Luke Aloysius Sarsfield located?
Luke Aloysius Sarsfield is based in WINSTON-SALEM, North Carolina, working with FIVE POINTS CAPITAL LLC. Their office serves clients in the WINSTON-SALEM metropolitan area and surrounding communities.
How does Luke Aloysius Sarsfield charge for services?
Luke Aloysius Sarsfield's firm is compensated through percentage of aum, subscription fees, other: profits distributions to general partners and managers. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FIVE POINTS CAPITAL LLC?
FIVE POINTS CAPITAL LLC has approximately 32 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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