Unclaimed Profile

Jonathan Philip Short

SEMMAX FINANCIAL ADVISORS, INC.·WINSTON-SALEM, North Carolina

Series 6, Series 63, Series 658 years registeredSEMMAX FINANCIAL ADVISORS, INC.

1447 TRADE MART BLVD, WINSTON-SALEM, NC 27127CRD# 5558074Firm CRD# 144978

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jonathan Philip Short · WINSTON-SALEM, NC

Registration

CRD #5558074 · SEMMAX FINANCIAL ADVISORS, INC. · 8 years registered

Brand Profile

Not yet started

Career History

SEMMAX FINANCIAL ADVISORS, INC.

Aug 2021 – present

SEMMAX FINANCIAL ADVISORS, INC.

Sep 2017 – Jun 2020

WINSTON-SALEM, NC

Registrations & Exams

FINRA examinations passed

Series 6

Series 63

Series 65

Registration record

First registered · September 5, 2017

Years registered · 8

Disclosure History

2009Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SEMMAX FINANCIAL ADVISORS, INC.

CRD 144978 · SEC 801-110932

AUM

$333M

Regulatory assets under management

Employees

2,015 client accounts

Services offered by SEMMAX FINANCIAL ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SEMMAX FINANCIAL ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Jonathan Philip Short offer?

Jonathan Philip Short specializes in Financial Planning, Investment Management. Contact their office in WINSTON-SALEM, North Carolina for a consultation.

What are Jonathan Philip Short's credentials?

Jonathan Philip Short is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jonathan Philip Short located?

Jonathan Philip Short is based in WINSTON-SALEM, North Carolina, working with SEMMAX FINANCIAL ADVISORS, INC.. Their office serves clients in the WINSTON-SALEM metropolitan area and surrounding communities.

How does Jonathan Philip Short charge for services?

Jonathan Philip Short's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SEMMAX FINANCIAL ADVISORS, INC.?

SEMMAX FINANCIAL ADVISORS, INC. has approximately 18 employees and manages $333M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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