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Paul Stephen King

SEAGATE ADVISER SERVICES LLC·WILMINGTON, North Carolina
Series 4, Series 7, Series 24, Series 27, Series 53, Series 63, Series 65Clean record22 years registeredSEAGATE ADVISER SERVICES LLC
2512 INDEPENDENCE BOULEVARD, WILMINGTON, NC 28412CRD# 3151379Firm CRD# 166689

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Paul Stephen King · WILMINGTON, NC
Registration
CRD #3151379 · SEAGATE ADVISER SERVICES LLC · 22 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: SEAGATE ADVISER SERVICES LLC
KULSHAN FINANCIAL GROUP
Jun 2016 – Sep 2016
PORT TOWNSEND, WA
OBS FINANCIAL SERVICES, INC.
Aug 2015 – Jan 2016
SEATTLE, WA
SEAGATE ADVISER SERVICES
Feb 2013 – Feb 2014
WILMINGTON, NC
MML INVESTORS SERVICES, LLC
Dec 2010 – Mar 2011
GREENSBORO, NC
CS2 SERVICES
Jul 2010 – Nov 2010
KNIGHTDALE, NC
AMERICAN SECURITIES GROUP, INC.
Jan 2008 – Sep 2008
BOCA RATON, FL
NAVY FEDERAL ASSET MANAGEMENT, LLC
Sep 2007 – Jan 2008
HERNDON, VA
NAVY FEDERAL BROKERAGE SERVICES LLC
Jan 2007 – Sep 2007
HERNDON, VA
WORLD EQUITY GROUP, INC.
Mar 2006 – Nov 2006
ARLINGTON HEIGHTS, IL
CUNA BROKERAGE SERVICES, INC.
Feb 2004 – Mar 2006
NAPERVILLE, IL
02

Registrations & Exams

FINRA examinations passed
Series 4
Series 7
Series 24
Series 27
Series 53
Series 63
Series 65
Registration record
First registered · February 19, 2004
Years registered · 22
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SEAGATE ADVISER SERVICES LLC
CRD 166689 · SEC 801-77604
Employees
2
Total firm employees
Services offered by SEAGATE ADVISER SERVICES LLC
Per Form ADV
Financial planning
Publication of periodicals/newsletters
Security ratings or pricing services
Market timing services
Charitable organization or education services
Other
Client types served by the firm
Per Form ADV
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at SEAGATE ADVISER SERVICES LLC →
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05

Frequently Asked Questions

What services does Paul Stephen King offer?
Paul Stephen King specializes in Financial Planning.
What are Paul Stephen King's credentials?
Paul Stephen King is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Paul Stephen King located?
Paul Stephen King is based in WILMINGTON, North Carolina, last registered with SEAGATE ADVISER SERVICES LLC.
How does Paul Stephen King charge for services?
Paul Stephen King's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SEAGATE ADVISER SERVICES LLC?
SEAGATE ADVISER SERVICES LLC has approximately 2 employees. The firm is registered with the SEC as an investment adviser.
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Research
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