Unclaimed Profile

John Ward Nesselroade

TILIA FIDUCIARY PARTNERS, INC.·WILMINGTON, North Carolina

Series 7, Series 63, Series 6524 years registeredTILIA FIDUCIARY PARTNERS, INC.

32 N. FRONT STREET, WILMINGTON, NC 28401CRD# 4258837Firm CRD# 157852

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Ward Nesselroade · WILMINGTON, NC

Registration

CRD #4258837 · TILIA FIDUCIARY PARTNERS, INC. · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TILIA FIDUCIARY PARTNERS, INC.

TILIA FIDUCIARY PARTNERS, INC.

Jun 2011 – Feb 2022

WILMINGTON, NC

WELLS FARGO ADVISORS, LLC

Jun 2002 – Jun 2011

WILMINGTON, NC

WACHOVIA SECURITIES, INC.

Feb 2002 – Jun 2002

WILMINGTON, NC

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · February 28, 2002

Years registered · 24

Disclosure History

2009Customer Dispute·Denied

2008Customer Dispute·Denied

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

TILIA FIDUCIARY PARTNERS, INC.

CRD 157852 · SEC 801-120194

AUM

$173M

Regulatory assets under management

Employees

807 client accounts

Services offered by TILIA FIDUCIARY PARTNERS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TILIA FIDUCIARY PARTNERS, INC. →

Introduction

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Frequently Asked Questions

What services does John Ward Nesselroade offer?

John Ward Nesselroade specializes in Financial Planning, Investment Management.

What are John Ward Nesselroade's credentials?

John Ward Nesselroade is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Ward Nesselroade located?

John Ward Nesselroade is based in WILMINGTON, North Carolina, last registered with TILIA FIDUCIARY PARTNERS, INC..

How does John Ward Nesselroade charge for services?

John Ward Nesselroade's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TILIA FIDUCIARY PARTNERS, INC.?

TILIA FIDUCIARY PARTNERS, INC. has approximately 6 employees and manages $173M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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