Unclaimed Profile

Francis Martin Beam

FOUNTAIN FINANCIAL ASSOCIATES, INC.·WILMINGTON, North Carolina

SIE, Series 6, Series 63, Series 65Clean record20 years registeredFOUNTAIN FINANCIAL ASSOCIATES, INC.

1209 CULBRETH DRIVE, WILMINGTON, NC 28405CRD# 4339625Firm CRD# 174760

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Francis Martin Beam · WILMINGTON, NC

Registration

CRD #4339625 · FOUNTAIN FINANCIAL ASSOCIATES, INC. · 20 years registered

Brand Profile

Not yet started

Career History

CAPTRUST

Feb 2020 – present

FOUNTAIN FINANCIAL ASSOCIATES, INC.

Mar 2015 – Mar 2020

WILMINGTON, NC

CETERA ADVISOR NETWORKS LLC

Dec 2005 – Mar 2015

WILMINGTON, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 63

Series 65

Registration record

First registered · December 15, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FOUNTAIN FINANCIAL ASSOCIATES, INC.

CRD 174760 · SEC 801-81086

AUM

$405M

Regulatory assets under management

Employees

974 client accounts

Services offered by FOUNTAIN FINANCIAL ASSOCIATES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FOUNTAIN FINANCIAL ASSOCIATES, INC. →

Introduction

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Frequently Asked Questions

What services does Francis Martin Beam offer?

Francis Martin Beam specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WILMINGTON, North Carolina for a consultation.

What are Francis Martin Beam's credentials?

Francis Martin Beam is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Francis Martin Beam located?

Francis Martin Beam is based in WILMINGTON, North Carolina, working with FOUNTAIN FINANCIAL ASSOCIATES, INC.. Their office serves clients in the WILMINGTON metropolitan area and surrounding communities.

How does Francis Martin Beam charge for services?

Francis Martin Beam's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FOUNTAIN FINANCIAL ASSOCIATES, INC.?

FOUNTAIN FINANCIAL ASSOCIATES, INC. has approximately 11 employees and manages $405M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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