Unclaimed Profile

Christopher Mark Riley

FOUNTAIN FINANCIAL ASSOCIATES, INC.·WILMINGTON, North Carolina

SIE, Series 7, Series 9, Series 10, Series 24, Series 63, Series 65CFP25 years registeredFOUNTAIN FINANCIAL ASSOCIATES, INC.

1209 CULBRETH DRIVE, WILMINGTON, NC 28405CRD# 2463351Firm CRD# 174760

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Christopher Mark Riley · WILMINGTON, NC

Registration

CRD #2463351 · FOUNTAIN FINANCIAL ASSOCIATES, INC. · 25 years registered

Brand Profile

Not yet started

Career History

CAPTRUST

Jul 2020 – present

FOUNTAIN FINANCIAL ASSOCIATES, INC.

Jun 2015 – Mar 2020

WILMINGTON, NC

CETERA ADVISOR NETWORKS LLC

Mar 2006 – Jun 2015

WILMINGTON, NC

DAVENPORT & COMPANY LLC

Oct 2000 – Mar 2006

SMITHFIELD, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 24

Series 63

Series 65

Registration record

First registered · October 20, 2000

Years registered · 25

Professional designation · CFP

Disclosure History

2009Customer Dispute·Settled

2005Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FOUNTAIN FINANCIAL ASSOCIATES, INC.

CRD 174760 · SEC 801-81086

AUM

$405M

Regulatory assets under management

Employees

974 client accounts

Services offered by FOUNTAIN FINANCIAL ASSOCIATES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FOUNTAIN FINANCIAL ASSOCIATES, INC. →

Introduction

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Frequently Asked Questions

What services does Christopher Mark Riley offer?

Christopher Mark Riley specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WILMINGTON, North Carolina for a consultation.

What are Christopher Mark Riley's credentials?

Christopher Mark Riley holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Christopher Mark Riley located?

Christopher Mark Riley is based in WILMINGTON, North Carolina, working with FOUNTAIN FINANCIAL ASSOCIATES, INC.. Their office serves clients in the WILMINGTON metropolitan area and surrounding communities.

How does Christopher Mark Riley charge for services?

Christopher Mark Riley's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FOUNTAIN FINANCIAL ASSOCIATES, INC.?

FOUNTAIN FINANCIAL ASSOCIATES, INC. has approximately 11 employees and manages $405M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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