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Ryohei Umezawa

NOVAQUEST CAPITAL MANAGEMENT, L.L.C.·RALEIGH, North Carolina
Unclaimed Profile
4208 SIX FORKS ROAD, RALEIGH, NC 27609-5769CRD# 7265097Firm CRD# 160359
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About

Ryohei Umezawa is a registered financial advisor based in RALEIGH, North Carolina, affiliated with NOVAQUEST CAPITAL MANAGEMENT, L.L.C.. This profile is generated from public SEC and FINRA registration data.

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Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
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Firm Overview

Firm
NOVAQUEST CAPITAL MANAGEMENT, L.L.C.
NOVAQUEST CAPITAL MANAGEMENT, L.L.C.
AUM
$1.8B
Regulatory assets under management
Employees
26
Total firm employees
View all advisors at NOVAQUEST CAPITAL MANAGEMENT, L.L.C. →
Services
Pension consulting
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Background

Compensation
Percentage of AUM
Other: CARRIED INTEREST
Regulatory
SEC/IARD CRD# 7265097
Firm CRD# 160359
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Ryohei Umezawa offer?
Ryohei Umezawa specializes in Retirement Planning. Contact their office in RALEIGH, North Carolina for a consultation.
What are Ryohei Umezawa's credentials?
Ryohei Umezawa is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Ryohei Umezawa located?
Ryohei Umezawa is based in RALEIGH, North Carolina, working with NOVAQUEST CAPITAL MANAGEMENT, L.L.C.. Their office serves clients in the RALEIGH metropolitan area and surrounding communities.
How does Ryohei Umezawa charge for services?
Ryohei Umezawa's firm is compensated through percentage of aum, other: carried interest. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NOVAQUEST CAPITAL MANAGEMENT, L.L.C.?
NOVAQUEST CAPITAL MANAGEMENT, L.L.C. has approximately 26 employees and manages $1.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in North Carolina
CHARLOTTE (678)GREENSBORO (123)CHAPEL HILL (112)DURHAM (111)ASHEVILLE (94)
City Guides
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Research
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