Unclaimed Profile

James J O'brien

NOVAQUEST CAPITAL MANAGEMENT, L.L.C.·RALEIGH, North Carolina

Clean recordNOVAQUEST CAPITAL MANAGEMENT, L.L.C.

4208 SIX FORKS ROAD,, RALEIGH, NC 27609-5769CRD# 6084308Firm CRD# 160359

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James J O'brien · RALEIGH, NC

Registration

CRD #6084308 · NOVAQUEST CAPITAL MANAGEMENT, L.L.C.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

James J O'brien is a registered financial advisor based in RALEIGH, North Carolina, affiliated with NOVAQUEST CAPITAL MANAGEMENT, L.L.C.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Client Types

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

NOVAQUEST CAPITAL MANAGEMENT, L.L.C.

AUM

$1.8B

Regulatory assets under management

Employees

Total firm employees

View all advisors at NOVAQUEST CAPITAL MANAGEMENT, L.L.C. →

Services

Pension consulting

Background

Compensation

Percentage of AUM

Other: CARRIED INTEREST

Regulatory

SEC/IARD CRD# 6084308

Firm CRD# 160359

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does James J O'brien offer?

James J O'brien specializes in Retirement Planning. Contact their office in RALEIGH, North Carolina for a consultation.

What are James J O'brien's credentials?

James J O'brien is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James J O'brien located?

James J O'brien is based in RALEIGH, North Carolina, working with NOVAQUEST CAPITAL MANAGEMENT, L.L.C.. Their office serves clients in the RALEIGH metropolitan area and surrounding communities.

How does James J O'brien charge for services?

James J O'brien's firm is compensated through percentage of aum, other: carried interest. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NOVAQUEST CAPITAL MANAGEMENT, L.L.C.?

NOVAQUEST CAPITAL MANAGEMENT, L.L.C. has approximately 26 employees and manages $1.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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