Unclaimed Profile

Russell Brenton Smith

GUARDIAN WEALTH ADVISORS, LLC·RALEIGH, North Carolina

Series 6, Series 7, Series 63, Series 66Clean record21 years registeredGUARDIAN WEALTH ADVISORS, LLC

4270 THE CIRCLE AT NORTH HILLS STREET, RALEIGH, NC 27609CRD# 1682870Firm CRD# 305412

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Russell Brenton Smith · RALEIGH, NC

Registration

CRD #1682870 · GUARDIAN WEALTH ADVISORS, LLC · 21 years registered

Brand Profile

Not yet started

Career History

GUARDIAN WEALTH ADVISORS, LLC

May 2022 – present

APTUS CAPITAL ADVISORS, LLC

Jan 2019 – May 2022

RALEIGH, NC

GORDON ASSET MANAGEMENT, LLC

Mar 2005 – Feb 2019

DURHAM, NC

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 66

Registration record

First registered · March 24, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GUARDIAN WEALTH ADVISORS, LLC

CRD 305412 · SEC 801-118121

AUM

$1.7B

Regulatory assets under management

Employees

3,670 client accounts

Services offered by GUARDIAN WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GUARDIAN WEALTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Russell Brenton Smith offer?

Russell Brenton Smith specializes in Financial Planning, Investment Management. Contact their office in RALEIGH, North Carolina for a consultation.

What are Russell Brenton Smith's credentials?

Russell Brenton Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Russell Brenton Smith located?

Russell Brenton Smith is based in RALEIGH, North Carolina, working with GUARDIAN WEALTH ADVISORS, LLC. Their office serves clients in the RALEIGH metropolitan area and surrounding communities.

How does Russell Brenton Smith charge for services?

Russell Brenton Smith's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GUARDIAN WEALTH ADVISORS, LLC?

GUARDIAN WEALTH ADVISORS, LLC has approximately 38 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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