Unclaimed Profile

Rosilyn Hoffman Overton

MID-ATLANTIC SECURITIES, INC.·RALEIGH, North Carolina

SIE, Series 3, Series 5, Series 7, Series 24, Series 63, Series 65CFPClean record25 years registeredMID-ATLANTIC SECURITIES, INC.

4001 BARRETT DRIVE, RALEIGH, NC 27609CRD# 817462Firm CRD# 18836

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Rosilyn Hoffman Overton · RALEIGH, NC

Registration

CRD #817462 · MID-ATLANTIC SECURITIES, INC. · 25 years registered

Brand Profile

Not yet started

Career History

LEVEL FOUR ADVISORY SERVICES

Oct 2022 – present

MID-ATLANTIC SECURITIES, INC.

May 2008 – Oct 2022

GREAT NECK, NY

MAI CORPORATION

Mar 2001 – Jun 2004

LITTLE NECK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 5

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · March 26, 2001

Years registered · 25

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MID-ATLANTIC SECURITIES, INC.

CRD 18836 · SEC 801-112068

AUM

$380M

Regulatory assets under management

Employees

949 client accounts

Services offered by MID-ATLANTIC SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MID-ATLANTIC SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does Rosilyn Hoffman Overton offer?

Rosilyn Hoffman Overton specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in RALEIGH, North Carolina for a consultation.

What are Rosilyn Hoffman Overton's credentials?

Rosilyn Hoffman Overton holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Rosilyn Hoffman Overton located?

Rosilyn Hoffman Overton is based in RALEIGH, North Carolina, working with MID-ATLANTIC SECURITIES, INC.. Their office serves clients in the RALEIGH metropolitan area and surrounding communities.

How does Rosilyn Hoffman Overton charge for services?

Rosilyn Hoffman Overton's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MID-ATLANTIC SECURITIES, INC.?

MID-ATLANTIC SECURITIES, INC. has approximately 25 employees and manages $380M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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