Unclaimed Profile

Patrick Steven Sallee

CAPFINANCIAL PARTNERS, LLC·RALEIGH, North Carolina

SIE, Series 4, Series 7, Series 9, Series 10, Series 24, Series 27, Series 52TO, Series 53, Series 55, Series 63, Series 65, Series 87, Series 99TOClean record22 years registeredCAPFINANCIAL PARTNERS, LLC

4208 SIX FORKS ROAD, RALEIGH, NC 27609CRD# 3272584Firm CRD# 126291

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Patrick Steven Sallee · RALEIGH, NC

Registration

CRD #3272584 · CAPFINANCIAL PARTNERS, LLC · 22 years registered

Brand Profile

Not yet started

Career History

WELLS FARGO ADVISORS

Aug 2013 – present

CAPTRUST FINANCIAL ADVISORS

Aug 2007 – Jul 2013

RALEIGH, NC

BANC OF AMERICA INVESTMENT SERVICES, INC.

Jan 2004 – Aug 2007

CHARLOTTE, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 9

Series 10

Series 24

Series 27

Series 52TO

Series 53

Series 55

Series 63

Series 65

Series 87

Series 99TO

Registration record

First registered · January 14, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAPFINANCIAL PARTNERS, LLC

CRD 126291 · SEC 801-62193

AUM

$116.2B

Regulatory assets under management

Employees

310

3,646 client accounts

Services offered by CAPFINANCIAL PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at CAPFINANCIAL PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does Patrick Steven Sallee offer?

Patrick Steven Sallee specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in RALEIGH, North Carolina for a consultation.

What are Patrick Steven Sallee's credentials?

Patrick Steven Sallee is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Patrick Steven Sallee located?

Patrick Steven Sallee is based in RALEIGH, North Carolina, working with CAPFINANCIAL PARTNERS, LLC. Their office serves clients in the RALEIGH metropolitan area and surrounding communities.

How does Patrick Steven Sallee charge for services?

Patrick Steven Sallee's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPFINANCIAL PARTNERS, LLC?

CAPFINANCIAL PARTNERS, LLC has approximately 310 employees and manages $116.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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