Unclaimed Profile

Matthew Himat Mongia

SHARPVUE CAPITAL, LLC·RALEIGH, North Carolina

Series 7, Series 8, Series 63, Series 65Clean record10 years registeredSHARPVUE CAPITAL, LLC

700 SPRING FOREST ROAD, RALEIGH, NC 27609CRD# 2346888Firm CRD# 281133

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Matthew Himat Mongia · RALEIGH, NC

Registration

CRD #2346888 · SHARPVUE CAPITAL, LLC · 10 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SHARPVUE CAPITAL, LLC

SHARPVUE CAPITAL

Jan 2016 – Feb 2018

RALEIGH, NC

Registrations & Exams

FINRA examinations passed

Series 7

Series 8

Series 63

Series 65

Registration record

First registered · January 1, 2016

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CURI WEALTH MANAGEMENT, LLC

CRD 281133 · SEC 801-118864

AUM

$1.4B

Regulatory assets under management

Employees

1,746 client accounts

Services offered by CURI WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at CURI WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Matthew Himat Mongia offer?

Matthew Himat Mongia specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Matthew Himat Mongia's credentials?

Matthew Himat Mongia is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Matthew Himat Mongia located?

Matthew Himat Mongia is based in RALEIGH, North Carolina, last registered with SHARPVUE CAPITAL, LLC.

How does Matthew Himat Mongia charge for services?

Matthew Himat Mongia's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SHARPVUE CAPITAL, LLC?

SHARPVUE CAPITAL, LLC has approximately 23 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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