Unclaimed Profile

James Michael Fields

HATTERAS FUNDS, LLC·RALEIGH, North Carolina

SIE, Series 7, Series 24, Series 31, Series 63, Series 65Clean recordHATTERAS FUNDS, LLC

6601 SIX FORKS ROAD, RALEIGH, NC 27615CRD# 4164246Firm CRD# 170628

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Michael Fields · RALEIGH, NC

Registration

CRD #4164246 · HATTERAS FUNDS, LLC

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 31

Series 63

Series 65

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HATTERAS INVESTMENT PARTNERS, LP

CRD 170628 · SEC 801-79326

AUM

$236M

Regulatory assets under management

Employees

7 client accounts

Services offered by HATTERAS INVESTMENT PARTNERS, LP

Per Form ADV

Portfolio management (pooled investments)

Pension consulting

Client types served by the firm

Per Form ADV

Institutional Investors

Pension & Retirement Plans

View all advisors at HATTERAS INVESTMENT PARTNERS, LP →

Introduction

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Frequently Asked Questions

What services does James Michael Fields offer?

James Michael Fields specializes in Investment Management, Retirement Planning. Contact their office in RALEIGH, North Carolina for a consultation.

What are James Michael Fields's credentials?

James Michael Fields is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Michael Fields located?

James Michael Fields is based in RALEIGH, North Carolina, working with HATTERAS FUNDS, LLC. Their office serves clients in the RALEIGH metropolitan area and surrounding communities.

How does James Michael Fields charge for services?

James Michael Fields's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HATTERAS FUNDS, LLC?

HATTERAS FUNDS, LLC has approximately 17 employees and manages $236M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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