Unclaimed Profile

Cathy Lynn Thomas

TRIANGLE SECURITIES WEALTH MANAGEMENT, INC·RALEIGH, North Carolina

SIE, Series 7, Series 24, Series 63, Series 65, Series 6621 years registeredTRIANGLE SECURITIES WEALTH MANAGEMENT, INC

1301 ANNAPOLIS DRIVE, RALEIGH, NC 27608CRD# 2232055Firm CRD# 148156

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Cathy Lynn Thomas · RALEIGH, NC

Registration

CRD #2232055 · TRIANGLE SECURITIES WEALTH MANAGEMENT, INC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TRIANGLE SECURITIES WEALTH MANAGEMENT, INC

TRIANGLE WEALTH MANAGEMENT

Jun 2009 – Feb 2026

RALEIGH, NC

TRIANGLE SECURITIES, LLC

Aug 2005 – Dec 2010

RALEIGH, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Series 66

Registration record

First registered · August 4, 2005

Years registered · 21

Disclosure History

1989Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

TRIANGLE SECURITIES WEALTH MANAGEMENT, INC

CRD 148156 · SEC 801-69531

AUM

$1.1B

Regulatory assets under management

Employees

1,085 client accounts

Services offered by TRIANGLE SECURITIES WEALTH MANAGEMENT, INC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Nonprofits & Foundations

View all advisors at TRIANGLE SECURITIES WEALTH MANAGEMENT, INC →

Introduction

Speak with Cathy

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Cathy is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in RALEIGH?

Browse all registered financial advisors in RALEIGH, North Carolina or claim this profile if it's yours.

Browse RALEIGH Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Cathy Lynn Thomas offer?

Cathy Lynn Thomas specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Cathy Lynn Thomas's credentials?

Cathy Lynn Thomas is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Cathy Lynn Thomas located?

Cathy Lynn Thomas is based in RALEIGH, North Carolina, last registered with TRIANGLE SECURITIES WEALTH MANAGEMENT, INC.

How does Cathy Lynn Thomas charge for services?

Cathy Lynn Thomas's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRIANGLE SECURITIES WEALTH MANAGEMENT, INC?

TRIANGLE SECURITIES WEALTH MANAGEMENT, INC has approximately 13 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →