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Bryan Evan Smith

NAPLES ASSET MANAGEMENT CO., LLC·MOORESVILLE, North Carolina
Series 6, Series 7, Series 66Clean record20 years registeredNAPLES ASSET MANAGEMENT CO., LLC
107 KILSON DRIVE, MOORESVILLE, NC 28117CRD# 2324786Firm CRD# 133978

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Bryan Evan Smith · MOORESVILLE, NC
Registration
CRD #2324786 · NAPLES ASSET MANAGEMENT CO., LLC · 20 years registered
Brand Profile
Not yet started
01

Career History

NAMCOA
Jan 2008 – present
UBS FINANCIAL SERVICES INC.
Feb 2007 – Jan 2008
FORT MYERS, FL
MCDONALD INVESTMENTS INC.
Apr 2006 – Feb 2007
FORT MYERS, FL
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 7
Series 66
Registration record
First registered · April 5, 2006
Years registered · 20
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
NAPLES ASSET MANAGEMENT CO., LLC
CRD 133978 · SEC 801-66945
AUM
$278M
Regulatory assets under management
Employees
17
462 client accounts
Services offered by NAPLES ASSET MANAGEMENT CO., LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at NAPLES ASSET MANAGEMENT CO., LLC →
Introduction

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05

Frequently Asked Questions

What services does Bryan Evan Smith offer?
Bryan Evan Smith specializes in Financial Planning, Investment Management. Contact their office in MOORESVILLE, North Carolina for a consultation.
What are Bryan Evan Smith's credentials?
Bryan Evan Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Bryan Evan Smith located?
Bryan Evan Smith is based in MOORESVILLE, North Carolina, working with NAPLES ASSET MANAGEMENT CO., LLC. Their office serves clients in the MOORESVILLE metropolitan area and surrounding communities.
How does Bryan Evan Smith charge for services?
Bryan Evan Smith's firm is compensated through percentage of aum, hourly charges, subscription fees, other: consulting services. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NAPLES ASSET MANAGEMENT CO., LLC?
NAPLES ASSET MANAGEMENT CO., LLC has approximately 17 employees and manages $278M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at NAPLES ASSET MANAGEMENT CO., LLC

Susan Robin Riser Whitlock
MOORESVILLE, NC
Paul Joseph Mcintyre
MOORESVILLE, NC

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Nearby cities in North Carolina
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Research
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