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Susan Robin Riser Whitlock

NAPLES ASSET MANAGEMENT CO., LLC·MOORESVILLE, North Carolina
Unclaimed Profile
107 KILSON DRIVE, MOORESVILLE, NC 28117CRD# 5287262Firm CRD# 133978
01

About

Susan Robin Riser Whitlock is a registered financial advisor based in MOORESVILLE, North Carolina, affiliated with NAPLES ASSET MANAGEMENT CO., LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
NAPLES ASSET MANAGEMENT CO., LLC
NAMCOA
AUM
$278M
Regulatory assets under management
Employees
17
Total firm employees
View all advisors at NAPLES ASSET MANAGEMENT CO., LLC →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Other: CONSULTING SERVICES
Regulatory
SEC/IARD CRD# 5287262
Firm CRD# 133978
2 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Susan Robin Riser Whitlock offer?
Susan Robin Riser Whitlock specializes in Financial Planning, Investment Management. Contact their office in MOORESVILLE, North Carolina for a consultation.
What are Susan Robin Riser Whitlock's credentials?
Susan Robin Riser Whitlock is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Susan Robin Riser Whitlock located?
Susan Robin Riser Whitlock is based in MOORESVILLE, North Carolina, working with NAPLES ASSET MANAGEMENT CO., LLC. Their office serves clients in the MOORESVILLE metropolitan area and surrounding communities.
How does Susan Robin Riser Whitlock charge for services?
Susan Robin Riser Whitlock's firm is compensated through percentage of aum, hourly charges, subscription fees, other: consulting services. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NAPLES ASSET MANAGEMENT CO., LLC?
NAPLES ASSET MANAGEMENT CO., LLC has approximately 17 employees and manages $278M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in MOORESVILLE
Paul Joseph Mcintyre — NAPLES ASSET MANAGEMENT CO., LLCDaniel Kyle Cerminara — FUNDAMENTAL GLOBAL GP, LLCJeffrey Lance Sutton — FUNDAMENTAL GLOBAL GP, LLCRyan Michael Burke — STRONGVEST GLOBAL ADVISORS, LLCLance Vincent Schulz — STRONGVEST GLOBAL ADVISORS, LLC
Nearby cities in North Carolina
CHARLOTTE (678)RALEIGH (346)GREENSBORO (123)CHAPEL HILL (112)DURHAM (111)
City Guides
CHARLOTTE GuideRALEIGH GuideGREENSBORO GuideCHAPEL HILL GuideDURHAM Guide
Research
Advisor Fees in North CarolinaNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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