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Susan Robin Riser Whitlock

NAPLES ASSET MANAGEMENT CO., LLC·MOORESVILLE, North Carolina
Series 6514 years registeredNAPLES ASSET MANAGEMENT CO., LLC
107 KILSON DRIVE, MOORESVILLE, NC 28117CRD# 5287262Firm CRD# 133978

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Susan Robin Riser Whitlock · MOORESVILLE, NC
Registration
CRD #5287262 · NAPLES ASSET MANAGEMENT CO., LLC · 14 years registered
Brand Profile
Not yet started
01

Career History

NAMCOA
Apr 2017 – present
BAY COLONY ADVISORS
Nov 2013 – Dec 2016
CONCORD, MA
MAIN STREET ADVISORS, LLC
Oct 2011 – Oct 2013
HIGH POINT, NC
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · October 3, 2011
Years registered · 14
03

Disclosure History

2017Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
NAPLES ASSET MANAGEMENT CO., LLC
CRD 133978 · SEC 801-66945
AUM
$278M
Regulatory assets under management
Employees
17
462 client accounts
Services offered by NAPLES ASSET MANAGEMENT CO., LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at NAPLES ASSET MANAGEMENT CO., LLC →
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05

Frequently Asked Questions

What services does Susan Robin Riser Whitlock offer?
Susan Robin Riser Whitlock specializes in Financial Planning, Investment Management. Contact their office in MOORESVILLE, North Carolina for a consultation.
What are Susan Robin Riser Whitlock's credentials?
Susan Robin Riser Whitlock is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Susan Robin Riser Whitlock located?
Susan Robin Riser Whitlock is based in MOORESVILLE, North Carolina, working with NAPLES ASSET MANAGEMENT CO., LLC. Their office serves clients in the MOORESVILLE metropolitan area and surrounding communities.
How does Susan Robin Riser Whitlock charge for services?
Susan Robin Riser Whitlock's firm is compensated through percentage of aum, hourly charges, subscription fees, other: consulting services. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NAPLES ASSET MANAGEMENT CO., LLC?
NAPLES ASSET MANAGEMENT CO., LLC has approximately 17 employees and manages $278M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at NAPLES ASSET MANAGEMENT CO., LLC

Paul Joseph Mcintyre
MOORESVILLE, NC
Bryan Evan Smith
MOORESVILLE, NC

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