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William Boroughs Ertel

TASSEL CAPITAL MANAGEMENT, INC.·MATTHEWS, North Carolina
Clean recordTASSEL CAPITAL MANAGEMENT, INC.
1220 MANN DRIVE, MATTHEWS, NC 28105CRD# 3057870Firm CRD# 121112

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
William Boroughs Ertel · MATTHEWS, NC
Registration
CRD #3057870 · TASSEL CAPITAL MANAGEMENT, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

William Boroughs Ertel is a registered financial advisor based in MATTHEWS, North Carolina, affiliated with TASSEL CAPITAL MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
TASSEL CAPITAL MANAGEMENT, INC.
TASSEL CAPITAL MANAGEMENT, INC
AUM
$183M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at TASSEL CAPITAL MANAGEMENT, INC. →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
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Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 3057870
Firm CRD# 121112
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does William Boroughs Ertel offer?
William Boroughs Ertel specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MATTHEWS, North Carolina for a consultation.
What are William Boroughs Ertel's credentials?
William Boroughs Ertel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is William Boroughs Ertel located?
William Boroughs Ertel is based in MATTHEWS, North Carolina, working with TASSEL CAPITAL MANAGEMENT, INC.. Their office serves clients in the MATTHEWS metropolitan area and surrounding communities.
How does William Boroughs Ertel charge for services?
William Boroughs Ertel's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TASSEL CAPITAL MANAGEMENT, INC.?
TASSEL CAPITAL MANAGEMENT, INC. has approximately 4 employees and manages $183M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at TASSEL CAPITAL MANAGEMENT, INC.

Bradley Palmer Kendall
MATTHEWS, NC
Carlton Whitman
MATTHEWS, NC

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Research
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