Unclaimed Profile

Scott Patrick Trease

SAPERE WEALTH MANAGEMENT, LLC·MATTHEWS, North Carolina

Series 3, Series 7, Series 24, Series 53, Series 63, Series 82TO24 years registeredSAPERE WEALTH MANAGEMENT, LLC

130 MATTHEWS STATION ST., MATTHEWS, NC 28105CRD# 1298222Firm CRD# 119598

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Scott Patrick Trease · MATTHEWS, NC

Registration

CRD #1298222 · SAPERE WEALTH MANAGEMENT, LLC · 24 years registered

Brand Profile

Not yet started

Career History

SAPERE WEALTH MANAGEMENT, LLC

Jun 2002 – present

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 24

Series 53

Series 63

Series 82TO

Registration record

First registered · June 10, 2002

Years registered · 24

Disclosure History

2023Civil·Final

2023Customer Dispute·Award / Judgment

2022Investigation

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

SAPERE WEALTH MANAGEMENT, LLC

CRD 119598 · SEC 801-61056

AUM

$345M

Regulatory assets under management

Employees

234 client accounts

Services offered by SAPERE WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at SAPERE WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Scott Patrick Trease offer?

Scott Patrick Trease specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in MATTHEWS, North Carolina for a consultation.

What are Scott Patrick Trease's credentials?

Scott Patrick Trease is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Scott Patrick Trease located?

Scott Patrick Trease is based in MATTHEWS, North Carolina, working with SAPERE WEALTH MANAGEMENT, LLC. Their office serves clients in the MATTHEWS metropolitan area and surrounding communities.

How does Scott Patrick Trease charge for services?

Scott Patrick Trease's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SAPERE WEALTH MANAGEMENT, LLC?

SAPERE WEALTH MANAGEMENT, LLC has approximately 7 employees and manages $345M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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