Unclaimed Profile

Carlton Whitman

TASSEL CAPITAL MANAGEMENT, INC.·MATTHEWS, North Carolina

SIE, Series 7, Series 63, Series 65Clean record11 years registeredTASSEL CAPITAL MANAGEMENT, INC.

1220 MANN DRIVE, MATTHEWS, NC 28105CRD# 6375955Firm CRD# 121112

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carlton Whitman · MATTHEWS, NC

Registration

CRD #6375955 · TASSEL CAPITAL MANAGEMENT, INC. · 11 years registered

Brand Profile

Not yet started

Career History

TASSEL CAPITAL MANAGEMENT, INC

May 2015 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · May 15, 2015

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TASSEL CAPITAL MANAGEMENT, INC.

CRD 121112 · SEC 801-120382

AUM

$183M

Regulatory assets under management

Employees

721 client accounts

Services offered by TASSEL CAPITAL MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TASSEL CAPITAL MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Carlton Whitman offer?

Carlton Whitman specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MATTHEWS, North Carolina for a consultation.

What are Carlton Whitman's credentials?

Carlton Whitman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carlton Whitman located?

Carlton Whitman is based in MATTHEWS, North Carolina, working with TASSEL CAPITAL MANAGEMENT, INC.. Their office serves clients in the MATTHEWS metropolitan area and surrounding communities.

How does Carlton Whitman charge for services?

Carlton Whitman's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TASSEL CAPITAL MANAGEMENT, INC.?

TASSEL CAPITAL MANAGEMENT, INC. has approximately 4 employees and manages $183M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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