Unclaimed Profile

Steven Craig Butz

VERITY ASSET MANAGEMENT, INC.·DURHAM, North Carolina

SIE, Series 4, Series 7, Series 24, Series 28, Series 53, Series 55, Series 63, Series 65Clean record27 years registeredVERITY ASSET MANAGEMENT, INC.

280 S. MANGUM STREET, DURHAM, NC 27701CRD# 2213840Firm CRD# 158667

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Craig Butz · DURHAM, NC

Registration

CRD #2213840 · VERITY ASSET MANAGEMENT, INC. · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: VERITY ASSET MANAGEMENT, INC.

VERITY ASSET MANAGEMENT

Dec 2013 – Dec 2016

DURHAM, NC

1717 CAPITAL MANAGEMENT COMPANY

Jan 2007 – Jun 2008

NEWARK, DE

WILMINGTON BROKERAGE SERVICES COMPANY

Jun 1999 – Feb 2005

WILMINGTON, DE

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 28

Series 53

Series 55

Series 63

Series 65

Registration record

First registered · June 21, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

VERITY ASSET MANAGEMENT, INC.

CRD 158667 · SEC 801-66730

AUM

$903M

Regulatory assets under management

Employees

8,036 client accounts

Services offered by VERITY ASSET MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at VERITY ASSET MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Steven Craig Butz offer?

Steven Craig Butz specializes in Financial Planning, Investment Management, Wealth Management.

What are Steven Craig Butz's credentials?

Steven Craig Butz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Craig Butz located?

Steven Craig Butz is based in DURHAM, North Carolina, last registered with VERITY ASSET MANAGEMENT, INC..

How does Steven Craig Butz charge for services?

Steven Craig Butz's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is VERITY ASSET MANAGEMENT, INC.?

VERITY ASSET MANAGEMENT, INC. has approximately 64 employees and manages $903M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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