Unclaimed Profile

Adam Charles Dean

SQUARE 1 ASSET MANAGEMENT, INC.·SAN FRANCISCO, California

SIE, Series 7, Series 24, Series 63, Series 65, Series 82TOClean record23 years registeredSQUARE 1 ASSET MANAGEMENT, INC.

500 SECOND STREET, SAN FRANCISCO, CA 94107CRD# 3117304Firm CRD# 166828

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Adam Charles Dean · SAN FRANCISCO, CA

Registration

CRD #3117304 · SQUARE 1 ASSET MANAGEMENT, INC. · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SQUARE 1 ASSET MANAGEMENT, INC.

ARBORETUM ASSET MANAGEMENT, INC.

Oct 2011 – Dec 2012

MILL VALLEY, CA

SVB ASSET MANAGEMENT

Feb 2003 – May 2011

SANTA CLARA, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Series 82TO

Registration record

First registered · February 27, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BOFCAL ASSET MANAGEMENT INC.

CRD 166828 · SEC 801-77801

AUM

$184M

Regulatory assets under management

Employees

16 client accounts

Services offered by BOFCAL ASSET MANAGEMENT INC.

Per Form ADV

Selection of other advisers

View all advisors at BOFCAL ASSET MANAGEMENT INC. →

Introduction

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Frequently Asked Questions

What services does Adam Charles Dean offer?

Adam Charles Dean specializes in Wealth Management.

What are Adam Charles Dean's credentials?

Adam Charles Dean is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Adam Charles Dean located?

Adam Charles Dean is based in SAN FRANCISCO, California, last registered with SQUARE 1 ASSET MANAGEMENT, INC..

How does Adam Charles Dean charge for services?

Adam Charles Dean's firm is compensated through percentage of aum, other: service provider fees from certain money market funds. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SQUARE 1 ASSET MANAGEMENT, INC.?

SQUARE 1 ASSET MANAGEMENT, INC. has approximately 5 employees and manages $184M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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