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Jennifer Penafiel Hollingsworth

AMUNDI SMITH BREEDEN LLC·DURHAM, North Carolina
Series 28Clean recordAMUNDI SMITH BREEDEN LLC
280 SOUTH MANGUM ST, DURHAM, NC 27701CRD# 5652814Firm CRD# 169589

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Jennifer Penafiel Hollingsworth · DURHAM, NC
Registration
CRD #5652814 · AMUNDI SMITH BREEDEN LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
Series 28
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
AMUNDI SMITH BREEDEN LLC
CRD 169589 · SEC 801-78776
AUM
$14.5B
Regulatory assets under management
Employees
75
50 client accounts
Services offered by AMUNDI SMITH BREEDEN LLC
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Market timing services
Other
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Pension & Retirement Plans
Introduction

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04

Frequently Asked Questions

What services does Jennifer Penafiel Hollingsworth offer?
Jennifer Penafiel Hollingsworth specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in DURHAM, North Carolina for a consultation.
What are Jennifer Penafiel Hollingsworth's credentials?
Jennifer Penafiel Hollingsworth is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Jennifer Penafiel Hollingsworth located?
Jennifer Penafiel Hollingsworth is based in DURHAM, North Carolina, working with AMUNDI SMITH BREEDEN LLC. Their office serves clients in the DURHAM metropolitan area and surrounding communities.
How does Jennifer Penafiel Hollingsworth charge for services?
Jennifer Penafiel Hollingsworth's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is AMUNDI SMITH BREEDEN LLC?
AMUNDI SMITH BREEDEN LLC has approximately 75 employees and manages $14.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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