Unclaimed Profile

Daniel Joseph Rooker

SLP WEALTH LLC·DURHAM, North Carolina

SIE, Series 7, Series 63, Series 66CFPClean record12 years registeredSLP WEALTH LLC

555 SOUTH MANGUM ST, DURHAM, NC 27701CRD# 6121324Firm CRD# 325631

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel Joseph Rooker · DURHAM, NC

Registration

CRD #6121324 · SLP WEALTH LLC · 12 years registered

Brand Profile

Not yet started

Career History

ROOK FINANCIAL LLC

Jul 2025 – present

SLP WEALTH

May 2023 – Mar 2025

Chicago, IL

ROOK FINANCIAL LLC

Apr 2021 – Jul 2023

CHICAGO, IL

HIGHTOWER ADVISORS, LLC

Oct 2020 – Mar 2021

Chicago, IL

PRIVATE VISTA, LLC

Mar 2018 – Nov 2020

OAK BROOK, IL

CLUNE & ASSOCIATES

May 2017 – Jan 2018

CHICAGO, IL

LINCOLN FINANCIAL ADVISORS CORPORATION

Apr 2016 – Jun 2017

CHICAGO, IL

STRATOS WEALTH PARTNERS, LTD

Oct 2013 – Mar 2016

BEACHWOOD, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 66

Registration record

First registered · October 15, 2013

Years registered · 12

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SLP WEALTH LLC

CRD 325631 · SEC 801-127646

AUM

$9M

Regulatory assets under management

Employees

230 client accounts

Services offered by SLP WEALTH LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SLP WEALTH LLC →

Introduction

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Frequently Asked Questions

What services does Daniel Joseph Rooker offer?

Daniel Joseph Rooker specializes in Financial Planning, Investment Management. Contact their office in DURHAM, North Carolina for a consultation.

What are Daniel Joseph Rooker's credentials?

Daniel Joseph Rooker holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Daniel Joseph Rooker located?

Daniel Joseph Rooker is based in DURHAM, North Carolina, working with SLP WEALTH LLC. Their office serves clients in the DURHAM metropolitan area and surrounding communities.

How does Daniel Joseph Rooker charge for services?

Daniel Joseph Rooker's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SLP WEALTH LLC?

SLP WEALTH LLC has approximately 25 employees and manages $9M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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