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Carter Lindsay Ellis

KUHN ADVISORS, INC.·DURHAM, North Carolina
Series 65Clean record10 years registeredKUHN ADVISORS, INC.
3622 LYCKAN PARKWAY, DURHAM, NC 27707CRD# 6566004Firm CRD# 117816

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Carter Lindsay Ellis · DURHAM, NC
Registration
CRD #6566004 · KUHN ADVISORS, INC. · 10 years registered
Brand Profile
Not yet started
01

Career History

GUARDIAN WEALTH ADVISORS, LLC
Jan 2022 – present
KUHN ADVISORS, INC.
Sep 2015 – Jan 2022
DURHAM, NC
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · September 30, 2015
Years registered · 10
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
KUHN ADVISORS, INC.
CRD 117816 · SEC 801-44183
AUM
$720M
Regulatory assets under management
Employees
8
1,355 client accounts
Services offered by KUHN ADVISORS, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at KUHN ADVISORS, INC. →
Introduction

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05

Frequently Asked Questions

What services does Carter Lindsay Ellis offer?
Carter Lindsay Ellis specializes in Financial Planning, Investment Management. Contact their office in DURHAM, North Carolina for a consultation.
What are Carter Lindsay Ellis's credentials?
Carter Lindsay Ellis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Carter Lindsay Ellis located?
Carter Lindsay Ellis is based in DURHAM, North Carolina, working with KUHN ADVISORS, INC.. Their office serves clients in the DURHAM metropolitan area and surrounding communities.
How does Carter Lindsay Ellis charge for services?
Carter Lindsay Ellis's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is KUHN ADVISORS, INC.?
KUHN ADVISORS, INC. has approximately 8 employees and manages $720M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at KUHN ADVISORS, INC.

Mark Andrew Kuhn
DURHAM, NC
Scott William Ranby
DURHAM, NC

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Research
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