Unclaimed Profile

William Edward Sugg

LAUREL WEALTH ADVISORS, LLC·CHARLOTTE, North Carolina

SIE, Series 7, Series 63, Series 66CFPClean record25 years registeredLAUREL WEALTH ADVISORS, LLC

1355 GREENWOOD CLIFF, CHARLOTTE, NC 28204CRD# 4312125Firm CRD# 118469

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Edward Sugg · CHARLOTTE, NC

Registration

CRD #4312125 · LAUREL WEALTH ADVISORS, LLC · 25 years registered

Brand Profile

Not yet started

Career History

LAUREL WEALTH ADVISORS, LLC

Mar 2007 – present

FIRST CITIZENS INVESTOR SERVICES, INC.

Aug 2001 – Mar 2007

RALEIGH, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 66

Registration record

First registered · August 7, 2001

Years registered · 25

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LAUREL WEALTH ADVISORS, LLC

CRD 118469 · SEC 801-69151

AUM

$860M

Regulatory assets under management

Employees

1,387 client accounts

Services offered by LAUREL WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LAUREL WEALTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does William Edward Sugg offer?

William Edward Sugg specializes in Financial Planning, Investment Management. Contact their office in CHARLOTTE, North Carolina for a consultation.

What are William Edward Sugg's credentials?

William Edward Sugg holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is William Edward Sugg located?

William Edward Sugg is based in CHARLOTTE, North Carolina, working with LAUREL WEALTH ADVISORS, LLC. Their office serves clients in the CHARLOTTE metropolitan area and surrounding communities.

How does William Edward Sugg charge for services?

William Edward Sugg's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LAUREL WEALTH ADVISORS, LLC?

LAUREL WEALTH ADVISORS, LLC has approximately 9 employees and manages $860M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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