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Mark Stephen Thompson

LAUREL WEALTH ADVISORS, LLC·CHARLOTTE, North Carolina
Series 7, Series 63, Series 65Clean record21 years registeredLAUREL WEALTH ADVISORS, LLC
1355 GREENWOOD CLIFF, CHARLOTTE, NC 28204CRD# 2928571Firm CRD# 118469

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Mark Stephen Thompson · CHARLOTTE, NC
Registration
CRD #2928571 · LAUREL WEALTH ADVISORS, LLC · 21 years registered
Brand Profile
Not yet started
01

Career History

LAUREL WEALTH ADVISORS, LLC
Feb 2008 – present
BUCKHORN CAPITAL MANAGEMENT LLC
Oct 2004 – Feb 2008
CHARLOTTE, NC
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 65
Registration record
First registered · October 4, 2004
Years registered · 21
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
LAUREL WEALTH ADVISORS, LLC
CRD 118469 · SEC 801-69151
AUM
$860M
Regulatory assets under management
Employees
9
1,387 client accounts
Services offered by LAUREL WEALTH ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at LAUREL WEALTH ADVISORS, LLC →
Introduction

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05

Frequently Asked Questions

What services does Mark Stephen Thompson offer?
Mark Stephen Thompson specializes in Financial Planning, Investment Management. Contact their office in CHARLOTTE, North Carolina for a consultation.
What are Mark Stephen Thompson's credentials?
Mark Stephen Thompson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mark Stephen Thompson located?
Mark Stephen Thompson is based in CHARLOTTE, North Carolina, working with LAUREL WEALTH ADVISORS, LLC. Their office serves clients in the CHARLOTTE metropolitan area and surrounding communities.
How does Mark Stephen Thompson charge for services?
Mark Stephen Thompson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LAUREL WEALTH ADVISORS, LLC?
LAUREL WEALTH ADVISORS, LLC has approximately 9 employees and manages $860M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at LAUREL WEALTH ADVISORS, LLC

Dustin Marshall Waide
CHARLOTTE, NC
Jennifer Lynn Jones
CHARLOTTE, NC
William Edward Sugg
CHARLOTTE, NC
CFP

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Research
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