Unclaimed Profile

Thomas Ray Hamilton

HOBART PRIVATE CAPITAL, LLC·CHARLOTTE, North Carolina

SIE, Series 7, Series 66Clean record15 years registeredHOBART PRIVATE CAPITAL, LLC

7733 BALLANTYNE COMMONS PARKWAY, CHARLOTTE, NC 28277CRD# 5869225Firm CRD# 168494

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Ray Hamilton · CHARLOTTE, NC

Registration

CRD #5869225 · HOBART PRIVATE CAPITAL, LLC · 15 years registered

Brand Profile

Not yet started

Career History

HOBART WEALTH

Feb 2019 – present

PNC INVESTMENTS

May 2017 – Aug 2018

CHARLOTTE, NC

SCOTTRADE INVESTMENT MANAGEMENT

Sep 2016 – May 2017

SAINT LOUIS, MO

ALLSTATE FINANCIAL ADVISORS, LLC

Jan 2013 – Oct 2014

SILER CITY, NC

EDWARD JONES

Jul 2012 – Aug 2012

ST. LOUIS, MO

EDWARD JONES

Jul 2012 – Jul 2012

ST. LOUIS, MO

AMERIPRISE FINANCIAL SERVICES, INC.

Apr 2011 – May 2012

CHAPEL HILL, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · April 5, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HOBART PRIVATE CAPITAL, LLC

CRD 168494 · SEC 801-107338

AUM

$326M

Regulatory assets under management

Employees

1,862 client accounts

Services offered by HOBART PRIVATE CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at HOBART PRIVATE CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Ray Hamilton offer?

Thomas Ray Hamilton specializes in Financial Planning, Investment Management. Contact their office in CHARLOTTE, North Carolina for a consultation.

What are Thomas Ray Hamilton's credentials?

Thomas Ray Hamilton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Ray Hamilton located?

Thomas Ray Hamilton is based in CHARLOTTE, North Carolina, working with HOBART PRIVATE CAPITAL, LLC. Their office serves clients in the CHARLOTTE metropolitan area and surrounding communities.

How does Thomas Ray Hamilton charge for services?

Thomas Ray Hamilton's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HOBART PRIVATE CAPITAL, LLC?

HOBART PRIVATE CAPITAL, LLC has approximately 15 employees and manages $326M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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