Unclaimed Profile

Robert Rae Barton

HOBART PRIVATE CAPITAL, LLC·CHARLOTTE, North Carolina

SIE, Series 7, Series 66Clean record9 years registeredHOBART PRIVATE CAPITAL, LLC

7733 BALLANTYNE COMMONS PARKWAY, CHARLOTTE, NC 28277CRD# 6734428Firm CRD# 168494

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Rae Barton · CHARLOTTE, NC

Registration

CRD #6734428 · HOBART PRIVATE CAPITAL, LLC · 9 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HOBART PRIVATE CAPITAL, LLC

HOBART WEALTH

May 2023 – May 2026

CHARLOTTE, NC

PRUDENTIAL FINANCIAL PLANNING SERVICES

Oct 2018 – Apr 2023

MATTHEWS, NC

FIRST COMMAND ADVISORY SERVICES

May 2017 – Sep 2018

Charlotte, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · May 17, 2017

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HOBART PRIVATE CAPITAL, LLC

CRD 168494 · SEC 801-107338

AUM

$326M

Regulatory assets under management

Employees

1,862 client accounts

Services offered by HOBART PRIVATE CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at HOBART PRIVATE CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Robert Rae Barton offer?

Robert Rae Barton specializes in Financial Planning, Investment Management.

What are Robert Rae Barton's credentials?

Robert Rae Barton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Rae Barton located?

Robert Rae Barton is based in CHARLOTTE, North Carolina, last registered with HOBART PRIVATE CAPITAL, LLC.

How does Robert Rae Barton charge for services?

Robert Rae Barton's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HOBART PRIVATE CAPITAL, LLC?

HOBART PRIVATE CAPITAL, LLC has approximately 15 employees and manages $326M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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