Unclaimed Profile

Stephen Linden Thomas

INDEXPERTS, LLC·CHARLOTTE, North Carolina

SIE, Series 7, Series 24, Series 63, Series 65, Series 99TO25 years registeredINDEXPERTS, LLC

516 NORTH TRYON STREET, CHARLOTTE, NC 28202CRD# 1789031Firm CRD# 314858

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Linden Thomas · CHARLOTTE, NC

Registration

CRD #1789031 · INDEXPERTS, LLC · 25 years registered

Brand Profile

Not yet started

Career History

INDEXPERTS, LLC

Aug 2021 – present

LINDEN THOMAS ADVISORY SERVICES, LLC

Jun 2018 – present

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Mar 2005 – Jun 2018

CHARLOTTE, NC

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Feb 2001 – Mar 2005

CHARLOTTE, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · February 16, 2001

Years registered · 25

Disclosure History

2010Customer Dispute·Settled

2001Customer Dispute·Denied

2000Customer Dispute·Settled

1995Employment Separation After Allegations

5 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

INDEXPERTS, LLC

CRD 314858 · SEC 801-121667

Employees

Total firm employees

Services offered by INDEXPERTS, LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at INDEXPERTS, LLC →

Introduction

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Frequently Asked Questions

What services does Stephen Linden Thomas offer?

Stephen Linden Thomas specializes in Investment Management, Fee-Only Advisory. Contact their office in CHARLOTTE, North Carolina for a consultation.

What are Stephen Linden Thomas's credentials?

Stephen Linden Thomas is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Linden Thomas located?

Stephen Linden Thomas is based in CHARLOTTE, North Carolina, working with INDEXPERTS, LLC. Their office serves clients in the CHARLOTTE metropolitan area and surrounding communities.

How does Stephen Linden Thomas charge for services?

Stephen Linden Thomas's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INDEXPERTS, LLC?

INDEXPERTS, LLC has approximately 2 employees. The firm is registered with the SEC as an investment adviser.

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