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Sheldon Maurice Francis

BARINGS LLC·CHARLOTTE, North Carolina
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300 S. TRYON STREET, CHARLOTTE, NC 28202CRD# 5870516Firm CRD# 106006
01

About

Sheldon Maurice Francis is a registered financial advisor based in CHARLOTTE, North Carolina, affiliated with BARINGS LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Institutional Investors
Pension & Retirement Plans
Nonprofits & Foundations
03

Firm Overview

Firm
BARINGS LLC
BARINGS LLC
AUM
$307.7B
Regulatory assets under management
Employees
985
Total firm employees
View all advisors at BARINGS LLC →
Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Regulatory
SEC/IARD CRD# 5870516
Firm CRD# 106006
2 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Sheldon Maurice Francis offer?
Sheldon Maurice Francis specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in CHARLOTTE, North Carolina for a consultation.
What are Sheldon Maurice Francis's credentials?
Sheldon Maurice Francis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Sheldon Maurice Francis located?
Sheldon Maurice Francis is based in CHARLOTTE, North Carolina, working with BARINGS LLC. Their office serves clients in the CHARLOTTE metropolitan area and surrounding communities.
How does Sheldon Maurice Francis charge for services?
Sheldon Maurice Francis's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BARINGS LLC?
BARINGS LLC has approximately 985 employees and manages $307.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in CHARLOTTE
Martin Mung Loon Wai — COVENANT CREDIT PARTNERS, LLCDerek Austin Flowers — STRUCTURED CREDIT PARTNERS LLCDavid Norman Stedman — ASSIDUOUS STRATEGIC INVESTMENTS, LLCMatteo Simone Amoroso — ASSIDUOUS STRATEGIC INVESTMENTS, LLCM. Timothy Corbett — BARINGS LLC
Nearby cities in North Carolina
RALEIGH (346)GREENSBORO (123)CHAPEL HILL (112)DURHAM (111)ASHEVILLE (94)
City Guides
RALEIGH GuideGREENSBORO GuideCHAPEL HILL GuideDURHAM GuideASHEVILLE Guide
Research
Advisor Fees in North CarolinaNational Fee Analysis
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