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BARINGS LLC
BARINGS LLC
CHARLOTTE, North Carolina
·
26 registered advisors
·
CRD# 106006
SEC# 801-241
4
704-805-7200
01
Firm Overview
AUM
$307.7B
Regulatory assets under management
Employees
985
Total firm employees
Advisors
26
Registered representatives
02
Services & Fees
Advisory Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Charitable organization or education services
Compensation
Percentage of AUM
Subscription fees
Performance-based fees
03
Specialties
Investment Management
Retirement Planning
Wealth Management
04
Advisors at BARINGS LLC
26 registered advisors
Bernadette Marie Clegg
SPRINGFIELD, Massachusetts
CRD# 4780055
Cheryl Krauss
CHARLOTTE, North Carolina
CRD# 5218231
Chrisoffel C. Cary
CHARLOTTE, North Carolina
CRD# 6847493
Clifford Michael Noreen
CHARLOTTE, North Carolina
CRD# 4979354
David J Brennan
BOSTON, Massachusetts
CRD# 4335507
Elizabeth Ward Chicares
CHARLOTTE, North Carolina
CRD# 2194754
Eric James Lloyd
CHARLOTTE, North Carolina
CRD# 2314965
Eric William Partlan
CHARLOTTE, North Carolina
CRD# 7750641
Jane Laventure
CHARLOTTE, North Carolina
CRD# 6770847
Jill Elyse Dinerman
CHARLOTTE, North Carolina
CRD# 7207184
Melissa Marie Lagrant
CHARLOTTE, North Carolina
CRD# 5106210
Meredith Anne Hunter
CHARLOTTE, North Carolina
CRD# 7829526
Michael David Freno
CHARLOTTE, North Carolina
CRD# 6914227
Michael James O'connor
CHARLOTTE, North Carolina
CRD# 7263075
M. Timothy Corbett
CHARLOTTE, North Carolina
CRD# 4633377
Patrick Louis Hoefling
CHARLOTTE, North Carolina
CRD# 5273474
Paul John Thompson
CHARLOTTE, North Carolina
CRD# 3156135
Rhian Catrin Williams
CHARLOTTE, North Carolina
CRD# 7715293
Roger William Crandall
CHARLOTTE, North Carolina
CRD# 4486307
Sears Andrew Merritt
CHARLOTTE, North Carolina
CRD# 7263079
Sheldon Maurice Francis
CHARLOTTE, North Carolina
CRD# 5870516
Steven G. Boehm
CHARLOTTE, North Carolina
CRD# 7269759
Susan Ann Moore
CHARLOTTE, North Carolina
CRD# 5768930
Susan Marie Cicco
CHARLOTTE, North Carolina
CRD# 7266156
Thomas Michael Finke
CHARLOTTE, North Carolina
CRD# 2548996
William Francis Glavin
CHARLOTTE, North Carolina
CRD# 2666939
05
Office Locations
CHARLOTTE, North Carolina
24 advisors
BOSTON, Massachusetts
1 advisor
SPRINGFIELD, Massachusetts
1 advisor
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Data sourced from SEC Form ADV filings. BARINGS LLC (CRD# 106006) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.