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Michael James O'connor

BARINGS LLC·CHARLOTTE, North Carolina
Unclaimed Profile
300 S. TRYON STREET, CHARLOTTE, NC 28202CRD# 7263075Firm CRD# 106006
01

About

Michael James O'connor is a registered financial advisor based in CHARLOTTE, North Carolina, affiliated with BARINGS LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Institutional Investors
Pension & Retirement Plans
Nonprofits & Foundations
03

Firm Overview

Firm
BARINGS LLC
BARINGS LLC
AUM
$307.7B
Regulatory assets under management
Employees
985
Total firm employees
View all advisors at BARINGS LLC →
Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Regulatory
SEC/IARD CRD# 7263075
Firm CRD# 106006
2 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Michael James O'connor offer?
Michael James O'connor specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in CHARLOTTE, North Carolina for a consultation.
What are Michael James O'connor's credentials?
Michael James O'connor is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael James O'connor located?
Michael James O'connor is based in CHARLOTTE, North Carolina, working with BARINGS LLC. Their office serves clients in the CHARLOTTE metropolitan area and surrounding communities.
How does Michael James O'connor charge for services?
Michael James O'connor's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BARINGS LLC?
BARINGS LLC has approximately 985 employees and manages $307.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in CHARLOTTE
Martin Mung Loon Wai — COVENANT CREDIT PARTNERS, LLCDerek Austin Flowers — STRUCTURED CREDIT PARTNERS LLCDavid Norman Stedman — ASSIDUOUS STRATEGIC INVESTMENTS, LLCMatteo Simone Amoroso — ASSIDUOUS STRATEGIC INVESTMENTS, LLCM. Timothy Corbett — BARINGS LLC
Nearby cities in North Carolina
RALEIGH (346)GREENSBORO (123)CHAPEL HILL (112)DURHAM (111)ASHEVILLE (94)
City Guides
RALEIGH GuideGREENSBORO GuideCHAPEL HILL GuideDURHAM GuideASHEVILLE Guide
Research
Advisor Fees in North CarolinaNational Fee Analysis
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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