Unclaimed Profile

Ryan Patrick Duffie

SYNERGY INVESTMENT GROUP, LLC·CHARLOTTE, North Carolina

SIE, Series 6, Series 7, Series 24, Series 66Clean record19 years registeredSYNERGY INVESTMENT GROUP, LLC

8320 UNIVERSITY EXECUTIVE PARK DR., CHARLOTTE, NC 28262CRD# 5031559Firm CRD# 46035

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ryan Patrick Duffie · CHARLOTTE, NC

Registration

CRD #5031559 · SYNERGY INVESTMENT GROUP, LLC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SYNERGY INVESTMENT GROUP, LLC

LPL FINANCIAL LLC

Jan 2019 – Dec 2019

FORT MILL, SC

WELLS FARGO CLEARING SERVICES, LLC

Nov 2013 – Apr 2017

CHARLOTTE, NC

SYNERGY INVESTMENT GROUP, LLC

Jun 2011 – Mar 2012

CHARLOTTE, NC

NEXT FINANCIAL GROUP, INC.

Nov 2010 – Apr 2011

HOUSTON, TX

SIGNATOR INVESTORS, INC.

Mar 2007 – Jul 2009

BOSTON, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 66

Registration record

First registered · March 20, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SYNERGY INVESTMENT GROUP, LLC

CRD 46035 · SEC 801-68315

AUM

$21M

Regulatory assets under management

Employees

158 client accounts

Services offered by SYNERGY INVESTMENT GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SYNERGY INVESTMENT GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Ryan Patrick Duffie offer?

Ryan Patrick Duffie specializes in Financial Planning, Investment Management, Wealth Management.

What are Ryan Patrick Duffie's credentials?

Ryan Patrick Duffie is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ryan Patrick Duffie located?

Ryan Patrick Duffie is based in CHARLOTTE, North Carolina, last registered with SYNERGY INVESTMENT GROUP, LLC.

How does Ryan Patrick Duffie charge for services?

Ryan Patrick Duffie's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SYNERGY INVESTMENT GROUP, LLC?

SYNERGY INVESTMENT GROUP, LLC has approximately 11 employees and manages $21M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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