Unclaimed Profile

Ronald Byron Saba

HORIZON INVESTMENTS LLC·CHARLOTTE, North Carolina

Series 7, Series 63, Series 65Clean record21 years registeredHORIZON INVESTMENTS LLC

13024 BALLANTYNE CORPORATE PLACE, CHARLOTTE, NC 28277CRD# 1602012Firm CRD# 109552

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ronald Byron Saba · CHARLOTTE, NC

Registration

CRD #1602012 · HORIZON INVESTMENTS LLC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HORIZON INVESTMENTS LLC

HORIZON INVESTMENTS LLC

Sep 2011 – Mar 2024

CHARLOTTE, NC

CHARLOTTE CAPITAL, LLC

Feb 2005 – Dec 2006

CHARLOTTE, NC

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · February 23, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HORIZON INVESTMENTS LLC

CRD 109552 · SEC 801-57316

AUM

$4.5B

Regulatory assets under management

Employees

3,367 client accounts

Services offered by HORIZON INVESTMENTS LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at HORIZON INVESTMENTS LLC →

Introduction

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Frequently Asked Questions

What services does Ronald Byron Saba offer?

Ronald Byron Saba specializes in Investment Management.

What are Ronald Byron Saba's credentials?

Ronald Byron Saba is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ronald Byron Saba located?

Ronald Byron Saba is based in CHARLOTTE, North Carolina, last registered with HORIZON INVESTMENTS LLC.

How does Ronald Byron Saba charge for services?

Ronald Byron Saba's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HORIZON INVESTMENTS LLC?

HORIZON INVESTMENTS LLC has approximately 74 employees and manages $4.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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