Unclaimed Profile

Roberto Ettore Donovan

TRADEKING ADVISORS, INC.·CHARLOTTE, North Carolina

SIE, Series 4, Series 7, Series 8, Series 9, Series 10, Series 24, Series 27, Series 52TO, Series 53, Series 63, Series 99TOClean recordTRADEKING ADVISORS, INC.

11605 N COMMUNITY HOUSE ROAD, CHARLOTTE, NC 28277CRD# 2389987Firm CRD# 170301

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Roberto Ettore Donovan · CHARLOTTE, NC

Registration

CRD #2389987 · TRADEKING ADVISORS, INC.

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 8

Series 9

Series 10

Series 24

Series 27

Series 52TO

Series 53

Series 63

Series 99TO

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ALLY INVEST ADVISORS INC

CRD 170301 · SEC 801-79305

AUM

$1.1B

Regulatory assets under management

Employees

70,547 client accounts

Services offered by ALLY INVEST ADVISORS INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ALLY INVEST ADVISORS INC →

Introduction

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Frequently Asked Questions

What services does Roberto Ettore Donovan offer?

Roberto Ettore Donovan specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in CHARLOTTE, North Carolina for a consultation.

What are Roberto Ettore Donovan's credentials?

Roberto Ettore Donovan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Roberto Ettore Donovan located?

Roberto Ettore Donovan is based in CHARLOTTE, North Carolina, working with TRADEKING ADVISORS, INC.. Their office serves clients in the CHARLOTTE metropolitan area and surrounding communities.

How does Roberto Ettore Donovan charge for services?

Roberto Ettore Donovan's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRADEKING ADVISORS, INC.?

TRADEKING ADVISORS, INC. has approximately 12 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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