Claim Profile
Unclaimed Profile
DD

David Stanley Dusseault

TRADEKING ADVISORS, INC.·CHARLOTTE, North Carolina
SIE, Series 4, Series 7, Series 8, Series 9, Series 10, Series 24, Series 63, Series 99TOClean recordTRADEKING ADVISORS, INC.
13024 BALLANTYNE CORPORATE PLACE, CHARLOTTE, NC 28277CRD# 2819891Firm CRD# 170301

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Stanley Dusseault · CHARLOTTE, NC
Registration
CRD #2819891 · TRADEKING ADVISORS, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 4
Series 7
Series 8
Series 9
Series 10
Series 24
Series 63
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
ALLY INVEST ADVISORS INC
CRD 170301 · SEC 801-79305
AUM
$1.1B
Regulatory assets under management
Employees
12
70,547 client accounts
Services offered by ALLY INVEST ADVISORS INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Introduction

Speak with David

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if David is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CHARLOTTE?

Browse all registered financial advisors in CHARLOTTE, North Carolina or claim this profile if it's yours.

04

Frequently Asked Questions

What services does David Stanley Dusseault offer?
David Stanley Dusseault specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in CHARLOTTE, North Carolina for a consultation.
What are David Stanley Dusseault's credentials?
David Stanley Dusseault is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Stanley Dusseault located?
David Stanley Dusseault is based in CHARLOTTE, North Carolina, working with TRADEKING ADVISORS, INC.. Their office serves clients in the CHARLOTTE metropolitan area and surrounding communities.
How does David Stanley Dusseault charge for services?
David Stanley Dusseault's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TRADEKING ADVISORS, INC.?
TRADEKING ADVISORS, INC. has approximately 12 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →