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Loretta Ballard Spangard

ALLY INVEST ADVISORS INC·CHARLOTTE, North Carolina
SIE, Series 7TO, Series 24, Series 66Clean record4 years registeredALLY INVEST ADVISORS INC
601 S. TRYON STREET, CHARLOTTE, NC 28202CRD# 7186996Firm CRD# 170301

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Loretta Ballard Spangard · CHARLOTTE, NC
Registration
CRD #7186996 · ALLY INVEST ADVISORS INC · 4 years registered
Brand Profile
Not yet started
01

Career History

ALLY INVEST ADVISORS
Jan 2022 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7TO
Series 24
Series 66
Registration record
First registered · January 11, 2022
Years registered · 4
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ALLY INVEST ADVISORS INC
CRD 170301 · SEC 801-79305
AUM
$1.1B
Regulatory assets under management
Employees
12
70,547 client accounts
Services offered by ALLY INVEST ADVISORS INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at ALLY INVEST ADVISORS INC →
Introduction

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Frequently Asked Questions

What services does Loretta Ballard Spangard offer?
Loretta Ballard Spangard specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in CHARLOTTE, North Carolina for a consultation.
What are Loretta Ballard Spangard's credentials?
Loretta Ballard Spangard is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Loretta Ballard Spangard located?
Loretta Ballard Spangard is based in CHARLOTTE, North Carolina, working with ALLY INVEST ADVISORS INC. Their office serves clients in the CHARLOTTE metropolitan area and surrounding communities.
How does Loretta Ballard Spangard charge for services?
Loretta Ballard Spangard's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ALLY INVEST ADVISORS INC?
ALLY INVEST ADVISORS INC has approximately 12 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ALLY INVEST ADVISORS INC

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CHARLOTTE, NC
Gerald Krager
CHARLOTTE, NC
Miteshkumar D Patel
CHARLOTTE, NC
CFA
Alex Michael Martin
CHARLOTTE, NC
Richard John Hagen
CHARLOTTE, NC
Roberto Ettore Donovan
CHARLOTTE, NC

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Nearby cities in North Carolina
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Research
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