Unclaimed Profile

Gregory Scott Sigmund

WELLS FARGO INVESTMENT INSTITUTE, INC.·CHARLOTTE, North Carolina

WELLS FARGO INVESTMENT INSTITUTE, INC.

550 SOUTH TRYON STREET, CHARLOTTE, NC 28202CRD# 1229174Firm CRD# 133204

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gregory Scott Sigmund · CHARLOTTE, NC

Registration

CRD #1229174 · WELLS FARGO INVESTMENT INSTITUTE, INC.

Brand Profile

Not yet started

Disclosure history

11 disclosures on file · See FINRA BrokerCheck for full record

About

Gregory Scott Sigmund is a registered financial advisor based in CHARLOTTE, North Carolina, affiliated with WELLS FARGO INVESTMENT INSTITUTE, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Wealth Management

Client Types

Individuals

Introduction

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Firm Overview

Firm

WELLS FARGO INVESTMENT INSTITUTE, INC.

AUM

$44.0B

Regulatory assets under management

Employees

251

Total firm employees

View all advisors at WELLS FARGO INVESTMENT INSTITUTE, INC. →

Services

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Market timing services

Background

Compensation

Percentage of AUM

Subscription fees

Regulatory

SEC/IARD CRD# 1229174

Firm CRD# 133204

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Gregory Scott Sigmund offer?

Gregory Scott Sigmund specializes in Investment Management, Wealth Management. Contact their office in CHARLOTTE, North Carolina for a consultation.

What are Gregory Scott Sigmund's credentials?

Gregory Scott Sigmund is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gregory Scott Sigmund located?

Gregory Scott Sigmund is based in CHARLOTTE, North Carolina, working with WELLS FARGO INVESTMENT INSTITUTE, INC.. Their office serves clients in the CHARLOTTE metropolitan area and surrounding communities.

How does Gregory Scott Sigmund charge for services?

Gregory Scott Sigmund's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WELLS FARGO INVESTMENT INSTITUTE, INC.?

WELLS FARGO INVESTMENT INSTITUTE, INC. has approximately 251 employees and manages $44.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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