Unclaimed Profile

Gregory Scott Sigmund

WELLS FARGO INVESTMENT INSTITUTE, INC.·CHARLOTTE, North Carolina

SIE, Series 7, Series 16, Series 24, Series 63, Series 87Clean record17 years registeredWELLS FARGO INVESTMENT INSTITUTE, INC.

550 SOUTH TRYON STREET, CHARLOTTE, NC 28202CRD# 1229174Firm CRD# 133204

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gregory Scott Sigmund · CHARLOTTE, NC

Registration

CRD #1229174 · WELLS FARGO INVESTMENT INSTITUTE, INC. · 17 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WELLS FARGO INVESTMENT INSTITUTE, INC.

WELLS FARGO CLEARING SERVICES, LLC

Dec 2008 – May 2018

ST. LOUIS, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 16

Series 24

Series 63

Series 87

Registration record

First registered · December 10, 2008

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WELLS FARGO INVESTMENT INSTITUTE, INC.

CRD 133204 · SEC 801-64191

AUM

$44.0B

Regulatory assets under management

Employees

251

20,338 client accounts

Services offered by WELLS FARGO INVESTMENT INSTITUTE, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Market timing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at WELLS FARGO INVESTMENT INSTITUTE, INC. →

Introduction

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Frequently Asked Questions

What services does Gregory Scott Sigmund offer?

Gregory Scott Sigmund specializes in Investment Management, Wealth Management.

What are Gregory Scott Sigmund's credentials?

Gregory Scott Sigmund is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gregory Scott Sigmund located?

Gregory Scott Sigmund is based in CHARLOTTE, North Carolina, last registered with WELLS FARGO INVESTMENT INSTITUTE, INC..

How does Gregory Scott Sigmund charge for services?

Gregory Scott Sigmund's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WELLS FARGO INVESTMENT INSTITUTE, INC.?

WELLS FARGO INVESTMENT INSTITUTE, INC. has approximately 251 employees and manages $44.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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