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Gregory Thomas Maddox

WELLS FARGO INVESTMENT INSTITUTE, INC.·CHARLOTTE, North Carolina
Series 7, Series 24, Series 63, Series 99TOClean recordWELLS FARGO INVESTMENT INSTITUTE, INC.
401 SOUTH TRYON STREET, CHARLOTTE, NC 28202CRD# 2148995Firm CRD# 133204

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Gregory Thomas Maddox · CHARLOTTE, NC
Registration
CRD #2148995 · WELLS FARGO INVESTMENT INSTITUTE, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
Series 7
Series 24
Series 63
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
WELLS FARGO INVESTMENT INSTITUTE, INC.
CRD 133204 · SEC 801-64191
AUM
$44.0B
Regulatory assets under management
Employees
251
20,338 client accounts
Services offered by WELLS FARGO INVESTMENT INSTITUTE, INC.
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Market timing services
Client types served by the firm
Per Form ADV
Individuals
View all advisors at WELLS FARGO INVESTMENT INSTITUTE, INC. →
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Frequently Asked Questions

What services does Gregory Thomas Maddox offer?
Gregory Thomas Maddox specializes in Investment Management, Wealth Management. Contact their office in CHARLOTTE, North Carolina for a consultation.
What are Gregory Thomas Maddox's credentials?
Gregory Thomas Maddox is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Gregory Thomas Maddox located?
Gregory Thomas Maddox is based in CHARLOTTE, North Carolina, working with WELLS FARGO INVESTMENT INSTITUTE, INC.. Their office serves clients in the CHARLOTTE metropolitan area and surrounding communities.
How does Gregory Thomas Maddox charge for services?
Gregory Thomas Maddox's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WELLS FARGO INVESTMENT INSTITUTE, INC.?
WELLS FARGO INVESTMENT INSTITUTE, INC. has approximately 251 employees and manages $44.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at WELLS FARGO INVESTMENT INSTITUTE, INC.

Britta Perkio Mccorduck
CHARLOTTE, NC
Adam Ira Taback
CHARLOTTE, NC
Sean Michael Nicolosi
CHARLOTTE, NC
Gregory Scott Sigmund
CHARLOTTE, NC
Jonathan Geoffrey Weiss
CHARLOTTE, NC
Michael Edward Roman
CHARLOTTE, NC

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Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in North Carolina
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City Guides
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Research
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