AdvisorOS Directory
Claim Profile
GM

Gregory Thomas Maddox

WELLS FARGO INVESTMENT INSTITUTE, INC.·CHARLOTTE, North Carolina
Unclaimed Profile
401 SOUTH TRYON STREET, CHARLOTTE, NC 28202CRD# 2148995Firm CRD# 133204
01

About

Gregory Thomas Maddox is a registered financial advisor based in CHARLOTTE, North Carolina, affiliated with WELLS FARGO INVESTMENT INSTITUTE, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Client Types
Individuals
03

Firm Overview

Firm
WELLS FARGO INVESTMENT INSTITUTE, INC.
WELLS FARGO INVESTMENT INSTITUTE, INC.
AUM
$44.0B
Regulatory assets under management
Employees
251
Total firm employees
View all advisors at WELLS FARGO INVESTMENT INSTITUTE, INC. →
Services
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Market timing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 2148995
Firm CRD# 133204
11 disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in CHARLOTTE?

Browse all registered financial advisors in CHARLOTTE, North Carolina or claim this profile if it's yours.

Browse CHARLOTTE AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Gregory Thomas Maddox offer?
Gregory Thomas Maddox specializes in Investment Management, Wealth Management. Contact their office in CHARLOTTE, North Carolina for a consultation.
What are Gregory Thomas Maddox's credentials?
Gregory Thomas Maddox is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Gregory Thomas Maddox located?
Gregory Thomas Maddox is based in CHARLOTTE, North Carolina, working with WELLS FARGO INVESTMENT INSTITUTE, INC.. Their office serves clients in the CHARLOTTE metropolitan area and surrounding communities.
How does Gregory Thomas Maddox charge for services?
Gregory Thomas Maddox's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WELLS FARGO INVESTMENT INSTITUTE, INC.?
WELLS FARGO INVESTMENT INSTITUTE, INC. has approximately 251 employees and manages $44.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in CHARLOTTE
Martin Mung Loon Wai — COVENANT CREDIT PARTNERS, LLCDerek Austin Flowers — STRUCTURED CREDIT PARTNERS LLCDavid Norman Stedman — ASSIDUOUS STRATEGIC INVESTMENTS, LLCMatteo Simone Amoroso — ASSIDUOUS STRATEGIC INVESTMENTS, LLCM. Timothy Corbett — BARINGS LLC
Nearby cities in North Carolina
RALEIGH (346)GREENSBORO (123)CHAPEL HILL (112)DURHAM (111)ASHEVILLE (94)
City Guides
RALEIGH GuideGREENSBORO GuideCHAPEL HILL GuideDURHAM GuideASHEVILLE Guide
Research
Advisor Fees in North CarolinaNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile