Unclaimed Profile

Eric James Lloyd

BARINGS LLC·CHARLOTTE, North Carolina

BARINGS LLC

300 S. TRYON STREET, CHARLOTTE, NC 28202CRD# 2314965Firm CRD# 106006

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Eric James Lloyd · CHARLOTTE, NC

Registration

CRD #2314965 · BARINGS LLC

Brand Profile

Not yet started

Disclosure history

2 disclosures on file · See FINRA BrokerCheck for full record

About

Eric James Lloyd is a registered financial advisor based in CHARLOTTE, North Carolina, affiliated with BARINGS LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Retirement Planning

Wealth Management

Client Types

Individuals

Institutional Investors

Pension & Retirement Plans

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

BARINGS LLC

AUM

$307.7B

Regulatory assets under management

Employees

985

Total firm employees

View all advisors at BARINGS LLC →

Services

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Background

Compensation

Percentage of AUM

Subscription fees

Performance-based fees

Regulatory

SEC/IARD CRD# 2314965

Firm CRD# 106006

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Eric James Lloyd offer?

Eric James Lloyd specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in CHARLOTTE, North Carolina for a consultation.

What are Eric James Lloyd's credentials?

Eric James Lloyd is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Eric James Lloyd located?

Eric James Lloyd is based in CHARLOTTE, North Carolina, working with BARINGS LLC. Their office serves clients in the CHARLOTTE metropolitan area and surrounding communities.

How does Eric James Lloyd charge for services?

Eric James Lloyd's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BARINGS LLC?

BARINGS LLC has approximately 985 employees and manages $307.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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