Unclaimed Profile

Richard Burt Feinberg

PFG INVESTMENTS, LLC·WOODBURY, New York

SIE, Series 00, Series 1, Series 4, Series 7TO, Series 24, Series 55, Series 57TO, Series 63, Series 79TO, Series 99TO10 years registeredPFG INVESTMENTS, LLC

125 FROEHLICH FARM BLVD., WOODBURY, NY 11797CRD# 205662Firm CRD# 116537

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Burt Feinberg · WOODBURY, NY

Registration

CRD #205662 · PFG INVESTMENTS, LLC · 10 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PFG INVESTMENTS, LLC

VANDERBILT ADVISORY SERVICES

Jun 2016 – Aug 2022

WOODBURY, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 00

Series 1

Series 4

Series 7TO

Series 24

Series 55

Series 57TO

Series 63

Series 79TO

Series 99TO

Registration record

First registered · June 14, 2016

Years registered · 10

Disclosure History

2016Civil·Final

1996Regulatory·Final

1973Regulatory·Final

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

PFG INVESTMENTS, LLC

CRD 116537 · SEC 801-77166

AUM

$1.6B

Regulatory assets under management

Employees

132

6,469 client accounts

Services offered by PFG INVESTMENTS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PFG INVESTMENTS, LLC →

Introduction

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Frequently Asked Questions

What services does Richard Burt Feinberg offer?

Richard Burt Feinberg specializes in Financial Planning, Investment Management, Wealth Management.

What are Richard Burt Feinberg's credentials?

Richard Burt Feinberg is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Burt Feinberg located?

Richard Burt Feinberg is based in WOODBURY, New York, last registered with PFG INVESTMENTS, LLC.

How does Richard Burt Feinberg charge for services?

Richard Burt Feinberg's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PFG INVESTMENTS, LLC?

PFG INVESTMENTS, LLC has approximately 132 employees and manages $1.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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