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Thomas Joseph Emmerling

DOPKINS WEALTH MANAGEMENT, LLC·WILLIAMSVILLE, New York
SIE, Series 63, Series 79TO, Series 82TOClean recordDOPKINS WEALTH MANAGEMENT, LLC
200 INTERNATIONAL DRIVE, WILLIAMSVILLE, NY 14221CRD# 7400560Firm CRD# 124209

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Joseph Emmerling · WILLIAMSVILLE, NY
Registration
CRD #7400560 · DOPKINS WEALTH MANAGEMENT, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 63
Series 79TO
Series 82TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
DOPKINS WEALTH MANAGEMENT, LLC
CRD 124209 · SEC 801-61818
AUM
$618M
Regulatory assets under management
Employees
6
719 client accounts
Services offered by DOPKINS WEALTH MANAGEMENT, LLC
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
View all advisors at DOPKINS WEALTH MANAGEMENT, LLC →
Introduction

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Frequently Asked Questions

What services does Thomas Joseph Emmerling offer?
Thomas Joseph Emmerling specializes in Investment Management, Wealth Management. Contact their office in WILLIAMSVILLE, New York for a consultation.
What are Thomas Joseph Emmerling's credentials?
Thomas Joseph Emmerling is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Joseph Emmerling located?
Thomas Joseph Emmerling is based in WILLIAMSVILLE, New York, working with DOPKINS WEALTH MANAGEMENT, LLC. Their office serves clients in the WILLIAMSVILLE metropolitan area and surrounding communities.
How does Thomas Joseph Emmerling charge for services?
Thomas Joseph Emmerling's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DOPKINS WEALTH MANAGEMENT, LLC?
DOPKINS WEALTH MANAGEMENT, LLC has approximately 6 employees and manages $618M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at DOPKINS WEALTH MANAGEMENT, LLC

Thomas Raymond Emmerling
WILLIAMSVILLE, NY

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