Unclaimed Profile

Erik Mo O'neill

NORTHCAPE WEALTH MANAGEMENT, LLC·WILLIAMSVILLE, New York

SIE, Series 3, Series 7, Series 63, Series 65, Series 66CFPClean record19 years registeredNORTHCAPE WEALTH MANAGEMENT, LLC

6565 MAIN STREET, WILLIAMSVILLE, NY 14221CRD# 1771548Firm CRD# 312350

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Erik Mo O'neill · WILLIAMSVILLE, NY

Registration

CRD #1771548 · NORTHCAPE WEALTH MANAGEMENT, LLC · 19 years registered

Brand Profile

Not yet started

Career History

NORTHCAPE WEALTH MANAGEMENT

May 2021 – present

WELLS FARGO CLEARING SERVICES, LLC

Jan 2008 – May 2021

WILLIAMSVILLE, NY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Sep 2006 – Jan 2008

LOCKPORT, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 63

Series 65

Series 66

Registration record

First registered · September 22, 2006

Years registered · 19

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NORTHCAPE WEALTH MANAGEMENT, LLC

CRD 312350 · SEC 801-120425

AUM

$566M

Regulatory assets under management

Employees

1,379 client accounts

Services offered by NORTHCAPE WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NORTHCAPE WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Erik Mo O'neill offer?

Erik Mo O'neill specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WILLIAMSVILLE, New York for a consultation.

What are Erik Mo O'neill's credentials?

Erik Mo O'neill holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Erik Mo O'neill located?

Erik Mo O'neill is based in WILLIAMSVILLE, New York, working with NORTHCAPE WEALTH MANAGEMENT, LLC. Their office serves clients in the WILLIAMSVILLE metropolitan area and surrounding communities.

How does Erik Mo O'neill charge for services?

Erik Mo O'neill's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NORTHCAPE WEALTH MANAGEMENT, LLC?

NORTHCAPE WEALTH MANAGEMENT, LLC has approximately 6 employees and manages $566M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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