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Nicholas John Efthemis

EMERGENT WEALTH ADVISORS, LLC·WILLIAMSVILLE, New York
Unclaimed Profile
5500 MAIN STREET, SUITE 260, WILLIAMSVILLE, NY 14221CRD# 2821400Firm CRD# 174845
01

About

Nicholas John Efthemis is a registered financial advisor based in WILLIAMSVILLE, New York, affiliated with EMERGENT WEALTH ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

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Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
EMERGENT WEALTH ADVISORS, LLC
EMERGENT WEALTH ADVISORS, LLC
AUM
$171M
Regulatory assets under management
Employees
6
Total firm employees
View all advisors at EMERGENT WEALTH ADVISORS, LLC →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 2821400
Firm CRD# 174845
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Nicholas John Efthemis offer?
Nicholas John Efthemis specializes in Financial Planning, Investment Management. Contact their office in WILLIAMSVILLE, New York for a consultation.
What are Nicholas John Efthemis's credentials?
Nicholas John Efthemis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Nicholas John Efthemis located?
Nicholas John Efthemis is based in WILLIAMSVILLE, New York, working with EMERGENT WEALTH ADVISORS, LLC. Their office serves clients in the WILLIAMSVILLE metropolitan area and surrounding communities.
How does Nicholas John Efthemis charge for services?
Nicholas John Efthemis's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is EMERGENT WEALTH ADVISORS, LLC?
EMERGENT WEALTH ADVISORS, LLC has approximately 6 employees and manages $171M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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