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Nicholas John Efthemis

EMERGENT WEALTH ADVISORS, LLC·WILLIAMSVILLE, New York
SIE, Series 7, Series 63CFPClean record16 years registeredEMERGENT WEALTH ADVISORS, LLC
5500 MAIN STREET, SUITE 260, WILLIAMSVILLE, NY 14221CRD# 2821400Firm CRD# 174845

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Nicholas John Efthemis · WILLIAMSVILLE, NY
Registration
CRD #2821400 · EMERGENT WEALTH ADVISORS, LLC · 16 years registered
Brand Profile
Not yet started
01

Career History

EMERGENT WEALTH ADVISORS, LLC
Apr 2021 – present
AMERICAN PORTFOLIOS ADVISORS, INC
Feb 2010 – Dec 2015
HOLBROOK, NY
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Registration record
First registered · February 16, 2010
Years registered · 16
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
EMERGENT WEALTH ADVISORS, LLC
CRD 174845 · SEC 801-106909
AUM
$171M
Regulatory assets under management
Employees
6
888 client accounts
Services offered by EMERGENT WEALTH ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at EMERGENT WEALTH ADVISORS, LLC →
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Frequently Asked Questions

What services does Nicholas John Efthemis offer?
Nicholas John Efthemis specializes in Financial Planning, Investment Management. Contact their office in WILLIAMSVILLE, New York for a consultation.
What are Nicholas John Efthemis's credentials?
Nicholas John Efthemis holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Nicholas John Efthemis located?
Nicholas John Efthemis is based in WILLIAMSVILLE, New York, working with EMERGENT WEALTH ADVISORS, LLC. Their office serves clients in the WILLIAMSVILLE metropolitan area and surrounding communities.
How does Nicholas John Efthemis charge for services?
Nicholas John Efthemis's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is EMERGENT WEALTH ADVISORS, LLC?
EMERGENT WEALTH ADVISORS, LLC has approximately 6 employees and manages $171M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at EMERGENT WEALTH ADVISORS, LLC

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WILLIAMSVILLE, NY
CFP

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